Filed: 10/20/2022ACC: 0001214659-22-012478
📋 What this filing means
INCOME RESEARCH & MANAGEMENT filed this quarterly 13F‑HR report disclosing 22 equity positions with a total reported market value of $213.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
22
Positions
$213.0K
Total AUM (reported)
212.67M
Total Shares
Allocation by class
NOTE 1.500% 2/0$21.2K10.0%
NOTE 4.625% 3/0$20.4K9.6%
NOTE 1.250% 5/0$18.5K8.7%
NOTE 0.750% 5/0$18.3K8.6%
NOTE 0.750% 3/1$18.2K8.5%
NOTE 8/1$18.1K8.5%
NOTE 2/1$17.6K8.3%
Portfolio Concentration
Top 3$60.1K28.2%
4–10$110.1K51.7%
11–25$42.8K20.1%
Top 3 weight
28.2%
Top 10 weight
79.9%
Voting Authority Distribution
Total shares with voting rights: 212.67M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
212.67M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole22
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings22
Rows:
WESTERN DIGITAL CORP.
SOLEShares22.40M
TypeSH
Market value$21.2K
9.96%
Sole
0.00
Shared
0.00
None
22.40M
ARES CAPITAL CORP
SOLEShares20M
TypeSH
Market value$20.4K
9.58%
Sole
0.00
Shared
0.00
None
20M
SOUTHWEST AIRLS CO
SOLEShares16.23M
TypeSH
Market value$18.5K
8.70%
Sole
0.00
Shared
0.00
None
16.23M
BOOKING HOLDINGS INC
SOLEShares15.22M
TypeSH
Market value$18.3K
8.58%
Sole
0.00
Shared
0.00
None
15.22M
EURONET WORLDWIDE INC
SOLEShares20.22M
TypeSH
Market value$18.2K
8.53%
Sole
0.00
Shared
0.00
None
20.22M
ILLUMINA INC
SOLEShares18.61M
TypeSH
Market value$17.8K
8.34%
Sole
0.00
Shared
0.00
None
18.61M
EXPEDIA GROUP INC
SOLEShares20.40M
TypeSH
Market value$17.6K
8.28%
Sole
0.00
Shared
0.00
None
20.40M
HOPE BANCORP INC
SOLEShares15.81M
TypeSH
Market value$15.1K
7.08%
Sole
0.00
Shared
0.00
None
15.81M
AKAMAI TECHNOLOGIES INC
SOLEShares12.70M
TypeSH
Market value$12.9K
6.06%
Sole
0.00
Shared
0.00
None
12.70M
PIONEER NAT RES CO
SOLEShares4.72M
TypeSH
Market value$10.2K
4.80%
Sole
0.00
Shared
0.00
None
4.72M
TEVA PHARMACEUTICAL FIN LLC
SOLEShares12.03M
TypeSH
Market value$9.6K
4.50%
Sole
0.00
Shared
0.00
None
12.03M
ETSY INC
SOLEShares10.50M
TypeSH
Market value$8.1K
3.80%
Sole
0.00
Shared
0.00
None
10.50M
SUPERNUS PHARMACEUTICALS
SOLEShares7.50M
TypeSH
Market value$7.3K
3.42%
Sole
0.00
Shared
0.00
None
7.50M
PENNYMAC CORP
SOLEShares6.50M
TypeSH
Market value$6.1K
2.85%
Sole
0.00
Shared
0.00
None
6.50M
BLACKSTONE MORTGAGE TRUST IN
SOLEShares6M
TypeSH
Market value$5.1K
2.40%
Sole
0.00
Shared
0.00
None
6M
WELLS FARGO CO NEW
SOLEShares1.43K
TypeSH
Market value$1.7K
0.78%
Sole
0.00
Shared
0.00
None
1.43K
BK OF AMERICA CORP
SOLEShares1.29K
TypeSH
Market value$1.5K
0.71%
Sole
0.00
Shared
0.00
None
1.29K
FORD MTR CO DEL
SOLEShares1.50M
TypeSH
Market value$1.4K
0.64%
Sole
0.00
Shared
0.00
None
1.50M
BLOCK INC
SOLEShares900K
TypeSH
Market value$702.00
0.33%
Sole
0.00
Shared
0.00
None
900K
STARWOOD PPTY TR INC
SOLEShares580K
TypeSH
Market value$562.00
0.26%
Sole
0.00
Shared
0.00
None
580K
BLACKSTONE MORTGAGE TRUST IN
SOLEShares500K
TypeSH
Market value$493.00
0.23%
Sole
0.00
Shared
0.00
None
500K
HANNON ARMSTRONG SUST INFR C
SOLEShares355K
TypeSH
Market value$334.00
0.16%
Sole
0.00
Shared
0.00
None
355K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WESTERN DIGITAL CORP.SOLE | NOTE 1.500% 2/0 | 22.40M | SH | $21.2K 9.96% | 0.00 | 0.00 | 22.40M |
ARES CAPITAL CORPSOLE | NOTE 4.625% 3/0 | 20M | SH | $20.4K 9.58% | 0.00 | 0.00 | 20M |
SOUTHWEST AIRLS COSOLE | NOTE 1.250% 5/0 | 16.23M | SH | $18.5K 8.70% | 0.00 | 0.00 | 16.23M |
BOOKING HOLDINGS INCSOLE | NOTE 0.750% 5/0 | 15.22M | SH | $18.3K 8.58% | 0.00 | 0.00 | 15.22M |
EURONET WORLDWIDE INCSOLE | NOTE 0.750% 3/1 | 20.22M | SH | $18.2K 8.53% | 0.00 | 0.00 | 20.22M |
ILLUMINA INCSOLE | NOTE 8/1 | 18.61M | SH | $17.8K 8.34% | 0.00 | 0.00 | 18.61M |
EXPEDIA GROUP INCSOLE | NOTE 2/1 | 20.40M | SH | $17.6K 8.28% | 0.00 | 0.00 | 20.40M |
HOPE BANCORP INCSOLE | NOTE 2.000% 5/1 | 15.81M | SH | $15.1K 7.08% | 0.00 | 0.00 | 15.81M |
AKAMAI TECHNOLOGIES INCSOLE | NOTE 0.125% 5/0 | 12.70M | SH | $12.9K 6.06% | 0.00 | 0.00 | 12.70M |
PIONEER NAT RES COSOLE | NOTE 0.250% 5/1 | 4.72M | SH | $10.2K 4.80% | 0.00 | 0.00 | 4.72M |
TEVA PHARMACEUTICAL FIN LLCSOLE | DBCV 0.250% 2/0 | 12.03M | SH | $9.6K 4.50% | 0.00 | 0.00 | 12.03M |
ETSY INCSOLE | NOTE 0.250% 6/1 | 10.50M | SH | $8.1K 3.80% | 0.00 | 0.00 | 10.50M |
SUPERNUS PHARMACEUTICALSSOLE | NOTE 0.625% 4/0 | 7.50M | SH | $7.3K 3.42% | 0.00 | 0.00 | 7.50M |
PENNYMAC CORPSOLE | NOTE 5.500%11/0 | 6.50M | SH | $6.1K 2.85% | 0.00 | 0.00 | 6.50M |
BLACKSTONE MORTGAGE TRUST INSOLE | NOTE 5.500% 3/1 | 6M | SH | $5.1K 2.40% | 0.00 | 0.00 | 6M |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 1.43K | SH | $1.7K 0.78% | 0.00 | 0.00 | 1.43K |
BK OF AMERICA CORPSOLE | 7.25%CNV PFD L | 1.29K | SH | $1.5K 0.71% | 0.00 | 0.00 | 1.29K |
FORD MTR CO DELSOLE | NOTE 3/1 | 1.50M | SH | $1.4K 0.64% | 0.00 | 0.00 | 1.50M |
BLOCK INCSOLE | NOTE 5/0 | 900K | SH | $702.00 0.33% | 0.00 | 0.00 | 900K |
STARWOOD PPTY TR INCSOLE | NOTE 4.375% 4/0 | 580K | SH | $562.00 0.26% | 0.00 | 0.00 | 580K |
BLACKSTONE MORTGAGE TRUST INSOLE | NOTE 4.750% 3/1 | 500K | SH | $493.00 0.23% | 0.00 | 0.00 | 500K |
HANNON ARMSTRONG SUST INFR CSOLE | NOTE 8/1 | 355K | SH | $334.00 0.16% | 0.00 | 0.00 | 355K |