IMPERIAL CAPITAL ASSET MANAGEMENT, LLC enters FOREST INVESTMENTS, INC. with 2.32M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 3/6/2020ACC: 0000899243-20-007431
10% Owner
Since Feb 2020
2.32M
Baseline shares
0.00
Direct ownership
0 positions
1.84M
Derivative underlying
1 instrument
1
Security positions
2.32M indirect
Non-Derivative Holdings1
Common stock, par value $0.001 per share
IndirectShares owned2.32M
Total
2.32M indirect2.32M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common stock, par value $0.001 per share | 2.32M | Indirect |
| Total | 2.32M | 2.32M indirect |
Derivative Holdings1
5.0% Convertible Senior PIK Note due 2030
IndirectUnderlying security
Common stock, par value $0.001 per share
Underlying shares
1.84M
Shares owned
N/A
Exercise price
3.4722
Expiration
—
Exercise window
—
Total
Underlying
1.84M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| 5.0% Convertible Senior PIK Note due 2030 Indirect | Common stock, par value $0.001 per share | 3.4722 | — | — | 1.84M | N/A |
| Total | 1.84M | 0.00 | ||||