ILVES ERIKA (Head of Strategy and BD) received a stock award from TMC THE METALS CO INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 2 awards

ILVES ERIKA

Filed: 9/13/2021ACC: 0001213900-21-047785

InsiderILVES ERIKACIK 1878778

→

IssuerTMC THE METALS CO INC.CIK 1798562

Officer· Head of Strategy and BD

Since Sep 2021

+2.75M

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

2.75M acquired

Non-Derivative Transactions2

Common Shares

Direct

A · Award

+217.10K

Price / share

—

Trade value

—

% of position

New position

9/9/2021

0.00→217.10K

Common Shares

Indirect

A · Award

+30.68K

Price / share

—

Trade value

—

% of position

New position

9/9/2021

0.00→30.68K

Total

Net shares

+247.78K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Shares Direct	9/9/2021	A · Award	+217.10K	—	—	New position	0.00	217.10K
Common Shares Indirect	9/9/2021	A · Award	+30.68K	—	—	New position	0.00	30.68K
Total			+247.78K		$0.00

Derivative Transactions11

Stock Option (right to buy)

Direct

A · Award

Converts to

Common Shares

1.10M shares

+1.10M

Strike price

0.65

Held after

1.10M

Exercisable

—

9/9/2021

Stock Option (right to buy)

Direct

A · Award

Converts to

Common Shares

262.11K shares

+262.11K

Strike price

0.65

Held after

262.11K

Exercisable

—

9/9/2021

Stock Option (right to buy)

Direct

A · Award

Converts to

Common Shares

1.01M shares

+1.01M

Strike price

0.65

Held after

1.01M

Exercisable

—

9/9/2021

Class A Special Shares

Direct

A · Award

Converts to

Common Shares

4.74K shares

+4.74K

Strike price

Held after

4.74K

Exercisable

—

9/9/2021

Class B Special Shares

Direct

A · Award

Converts to

Common Shares

9.47K shares

+9.47K

Strike price

Held after

9.47K

Exercisable

—

9/9/2021

Class C Special Shares

Direct

A · Award

Converts to

Common Shares

9.47K shares

+9.47K

Strike price

Held after

9.47K

Exercisable

—

9/9/2021

Class D Special Shares

Direct

A · Award

Converts to

Common Shares

18.95K shares

+18.95K

Strike price

Held after

18.95K

Exercisable

—

9/9/2021

Class E Special Shares

Direct

A · Award

Converts to

Common Shares

18.95K shares

+18.95K

Strike price

Held after

18.95K

Exercisable

—

9/9/2021

Class F Special Shares

Direct

A · Award

Converts to

Common Shares

18.95K shares

+18.95K

Strike price

Held after

18.95K

Exercisable

—

9/9/2021

Class G Special Shares

Direct

A · Award

Converts to

Common Shares

23.68K shares

+23.68K

Strike price

Held after

23.68K

Exercisable

—

9/9/2021

Class H Special Shares

Direct

A · Award

Converts to

Common Shares

23.68K shares

+23.68K

Strike price

Held after

23.68K

Exercisable

—

9/9/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (right to buy) Direct	Common Shares1.10M shares	9/9/2021	A · Award	+1.10M	0.65	—	1.10M
Stock Option (right to buy) Direct	Common Shares262.11K shares	9/9/2021	A · Award	+262.11K	0.65	—	262.11K
Stock Option (right to buy) Direct	Common Shares1.01M shares	9/9/2021	A · Award	+1.01M	0.65	—	1.01M
Class A Special Shares Direct	Common Shares4.74K shares	9/9/2021	A · Award	+4.74K		—	4.74K
Class B Special Shares Direct	Common Shares9.47K shares	9/9/2021	A · Award	+9.47K		—	9.47K
Class C Special Shares Direct	Common Shares9.47K shares	9/9/2021	A · Award	+9.47K		—	9.47K
Class D Special Shares Direct	Common Shares18.95K shares	9/9/2021	A · Award	+18.95K		—	18.95K
Class E Special Shares Direct	Common Shares18.95K shares	9/9/2021	A · Award	+18.95K		—	18.95K
Class F Special Shares Direct	Common Shares18.95K shares	9/9/2021	A · Award	+18.95K		—	18.95K
Class G Special Shares Direct	Common Shares23.68K shares	9/9/2021	A · Award	+23.68K		—	23.68K
Class H Special Shares Direct	Common Shares23.68K shares	9/9/2021	A · Award	+23.68K		—	23.68K