III CAPITAL MANAGEMENT

Filed: 2/14/2023ACC: 0001783139-23-000002

📋 What this filing means

III CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 128 equity positions with a total reported market value of $820.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

128

Positions

$820.2K

Total AUM (reported)

640.23M

Total Shares

Allocation by class

NOTE 2.500% 03/15/23$56.7K6.9%

NOTE 2.375% 06/01/25$49.9K6.1%

NOTE 2.000% 08/15/23$41.9K5.1%

BLACKSTONE SENR$40.7K5.0%

NOTE 0.875% 01/01/27$39.8K4.9%

COM$36.4K4.4%

NOTE 2.750% 11/01/24$35.5K4.3%

Portfolio Concentration

Top 3$148.4K18.1%

4–10$238.7K29.1%

11–25$234.9K28.6%

Rest$198.2K24.2%

Top 3 weight

18.1%

Top 10 weight

47.2%

Voting Authority Distribution

Total shares with voting rights: 640.23M

Sole

Full voting authority

640.23M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole128

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings128

Rows:

LIVE NATION ENTERTAINMENT IN

SOLE

NOTE 2.500% 03/15/23

Shares53.06M

TypePRN

Market value$56.7K

6.91%

Sole

53.06M

Shared

0.00

None

0.00

ENVISTA HOLDINGS CORPORATION

SOLE

NOTE 2.375% 06/01/25

Shares29.58M

TypePRN

Market value$49.9K

6.08%

Sole

29.58M

Shared

0.00

None

0.00

FTI CONSULTING INC

SOLE

NOTE 2.000% 08/15/23

Shares26.50M

TypePRN

Market value$41.9K

5.11%

Sole

26.50M

Shared

0.00

None

0.00

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares996K

TypeSH

Market value$40.7K

4.97%

Sole

996K

Shared

0.00

None

0.00

VERADIGM INC

SOLE

NOTE 0.875% 01/01/27

Shares27.87M

TypePRN

Market value$39.8K

4.85%

Sole

27.87M

Shared

0.00

None

0.00

GRANITE CONSTR INC

SOLE

NOTE 2.750% 11/01/24

Shares29M

TypePRN

Market value$35.5K

4.32%

Sole

29M

Shared

0.00

None

0.00

INSIGHT ENTERPRISES INC

SOLE

NOTE 0.750% 02/15/25

Shares23.32M

TypePRN

Market value$35.1K

4.28%

Sole

23.32M

Shared

0.00

None

0.00

WORKIVA INC

SOLE

NOTE 1.125% 08/15/26

Shares28.15M

TypePRN

Market value$34.8K

4.24%

Sole

28.15M

Shared

0.00

None

0.00

DISH NETWORK CORPORATION

SOLE

NOTE 0.000% 12/15/25

Shares43M

TypePRN

Market value$27.7K

3.38%

Sole

43M

Shared

0.00

None

0.00

SILICON LABORATORIES INC

SOLE

NOTE 0.625% 06/15/25

Shares20.02M

TypePRN

Market value$25.1K

3.06%

Sole

20.02M

Shared

0.00

None

0.00

SNAP INC

SOLE

NOTE 0.250% 05/01/25

Shares27.53M

TypePRN

Market value$24.8K

3.02%

Sole

27.53M

Shared

0.00

None

0.00

ZILLOW GROUP INC

SOLE

NOTE 0.750% 09/01/24

Shares18.50M

TypePRN

Market value$19.2K

2.34%

Sole

18.50M

Shared

0.00

None

0.00

WINNEBAGO INDS INC

SOLE

NOTE 1.500% 04/01/25

Shares18.06M

TypePRN

Market value$19.0K

2.32%

Sole

18.06M

Shared

0.00

None

0.00

PALO ALTO NETWORKS INC

SOLE

NOTE 0.750% 07/01/23

Shares11.44M

TypePRN

Market value$18.1K

2.21%

Sole

11.44M

Shared

0.00

None

0.00

DYNAVAX TECHNOLOGIES CORP

SOLE

NOTE 2.500% 05/15/26

Shares13.24M

TypePRN

Market value$16.7K

2.04%

Sole

13.24M

Shared

0.00

None

0.00

LUMENTUM HLDGS INC

SOLE

NOTE 0.250% 03/15/24

Shares15M

TypePRN

Market value$15.8K

1.93%

Sole

15M

Shared

0.00

None

0.00

ATI INC

SOLE

NOTE 3.500% 06/15/25

Shares7.67M

TypePRN

Market value$15.5K

1.89%

Sole

7.67M

Shared

0.00

None

0.00

VARONIS SYS INC

SOLE

NOTE 1.250% 08/15/25

Shares14.57M

TypePRN

Market value$15.3K

1.87%

Sole

14.57M

Shared

0.00

None

0.00

BLACKLINE INC

SOLE

NOTE 0.125% 08/01/24

Shares12.30M

TypePRN

Market value$13.7K

1.67%

Sole

12.30M

Shared

0.00

None

0.00

DROPBOX INC

SOLE

NOTE 0.000% 03/01/28

Shares15.04M

TypePRN

Market value$13.5K

1.64%

Sole

15.04M

Shared

0.00

None

0.00

UNDER ARMOUR INC

SOLE

NOTE 1.500% 06/01/24

Shares11.85M

TypePRN

Market value$13.3K

1.62%

Sole

11.85M

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares168.30K

TypeSH

Market value$13.0K

1.59%

Sole

168.30K

Shared

0.00

None

0.00

CNX RES CORP

SOLE

NOTE 2.250% 05/01/26

Shares8.69M

TypePRN

Market value$12.8K

1.56%

Sole

8.69M

Shared

0.00

None

0.00

DEXCOM INC

SOLE

NOTE 0.750% 12/01/23

Shares4.44M

TypePRN

Market value$12.3K

1.49%

Sole

4.44M

Shared

0.00

None

0.00

REDFIN CORP

SOLE

NOTE 0.000% 10/15/25

Shares20.09M

TypePRN

Market value$11.9K

1.45%

Sole

20.09M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
LIVE NATION ENTERTAINMENT INSOLE	NOTE 2.500% 03/15/23	53.06M	PRN	$56.7K 6.91%	53.06M
ENVISTA HOLDINGS CORPORATIONSOLE	NOTE 2.375% 06/01/25	29.58M	PRN	$49.9K 6.08%	29.58M
FTI CONSULTING INCSOLE	NOTE 2.000% 08/15/23	26.50M	PRN	$41.9K 5.11%	26.50M
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	996K	SH	$40.7K 4.97%	996K
VERADIGM INCSOLE	NOTE 0.875% 01/01/27	27.87M	PRN	$39.8K 4.85%	27.87M
GRANITE CONSTR INCSOLE	NOTE 2.750% 11/01/24	29M	PRN	$35.5K 4.32%	29M
INSIGHT ENTERPRISES INCSOLE	NOTE 0.750% 02/15/25	23.32M	PRN	$35.1K 4.28%	23.32M
WORKIVA INCSOLE	NOTE 1.125% 08/15/26	28.15M	PRN	$34.8K 4.24%	28.15M
DISH NETWORK CORPORATIONSOLE	NOTE 0.000% 12/15/25	43M	PRN	$27.7K 3.38%	43M
SILICON LABORATORIES INCSOLE	NOTE 0.625% 06/15/25	20.02M	PRN	$25.1K 3.06%	20.02M
SNAP INCSOLE	NOTE 0.250% 05/01/25	27.53M	PRN	$24.8K 3.02%	27.53M
ZILLOW GROUP INCSOLE	NOTE 0.750% 09/01/24	18.50M	PRN	$19.2K 2.34%	18.50M
WINNEBAGO INDS INCSOLE	NOTE 1.500% 04/01/25	18.06M	PRN	$19.0K 2.32%	18.06M
PALO ALTO NETWORKS INCSOLE	NOTE 0.750% 07/01/23	11.44M	PRN	$18.1K 2.21%	11.44M
DYNAVAX TECHNOLOGIES CORPSOLE	NOTE 2.500% 05/15/26	13.24M	PRN	$16.7K 2.04%	13.24M
LUMENTUM HLDGS INCSOLE	NOTE 0.250% 03/15/24	15M	PRN	$15.8K 1.93%	15M
ATI INCSOLE	NOTE 3.500% 06/15/25	7.67M	PRN	$15.5K 1.89%	7.67M
VARONIS SYS INCSOLE	NOTE 1.250% 08/15/25	14.57M	PRN	$15.3K 1.87%	14.57M
BLACKLINE INCSOLE	NOTE 0.125% 08/01/24	12.30M	PRN	$13.7K 1.67%	12.30M
DROPBOX INCSOLE	NOTE 0.000% 03/01/28	15.04M	PRN	$13.5K 1.64%	15.04M
UNDER ARMOUR INCSOLE	NOTE 1.500% 06/01/24	11.85M	PRN	$13.3K 1.62%	11.85M
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	168.30K	SH	$13.0K 1.59%	168.30K
CNX RES CORPSOLE	NOTE 2.250% 05/01/26	8.69M	PRN	$12.8K 1.56%	8.69M
DEXCOM INCSOLE	NOTE 0.750% 12/01/23	4.44M	PRN	$12.3K 1.49%	4.44M
REDFIN CORPSOLE	NOTE 0.000% 10/15/25	20.09M	PRN	$11.9K 1.45%	20.09M

Page 1 of 6

…