III CAPITAL MANAGEMENT

Filed: 11/14/2022ACC: 0001783139-22-000007

📋 What this filing means

III CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 138 equity positions with a total reported market value of $1.04M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

138

Positions

$1.04M

Total AUM (reported)

827.64M

Total Shares

Allocation by class

NOTE 0.750% 07/01/23$101.9K9.8%

NOTE 0.625% 06/15/25$52.0K5.0%

NOTE 2.500% 03/15/23$45.0K4.3%

NOTE 2.000% 08/15/23$44.4K4.3%

NOTE 1.125% 08/15/26$43.8K4.2%

NOTE 2.250% 05/01/26$43.6K4.2%

NOTE 0.125% 07/01/25$43.5K4.2%

Portfolio Concentration

Top 3$191.3K18.3%

4–10$270.8K26.0%

11–25$323.8K31.1%

Rest$256.8K24.6%

Top 3 weight

18.3%

Top 10 weight

44.3%

Voting Authority Distribution

Total shares with voting rights: 827.64M

Sole

Full voting authority

827.64M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole138

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings138

Rows:

PALO ALTO NETWORKS INC

SOLE

NOTE 0.750% 07/01/23

Shares54.91M

TypePRN

Market value$101.9K

9.77%

Sole

54.91M

Shared

0.00

None

0.00

LIVE NATION ENTERTAINMENT IN

SOLE

NOTE 2.500% 03/15/23

Shares38.06M

TypePRN

Market value$45.0K

4.32%

Sole

38.06M

Shared

0.00

None

0.00

FTI CONSULTING INC

SOLE

NOTE 2.000% 08/15/23

Shares26.92M

TypePRN

Market value$44.4K

4.26%

Sole

26.92M

Shared

0.00

None

0.00

WORKIVA INC

SOLE

NOTE 1.125% 08/15/26

Shares36.99M

TypePRN

Market value$43.8K

4.20%

Sole

36.99M

Shared

0.00

None

0.00

CNX RES CORP

SOLE

NOTE 2.250% 05/01/26

Shares31.37M

TypePRN

Market value$43.6K

4.18%

Sole

31.37M

Shared

0.00

None

0.00

ZSCALER INC

SOLE

NOTE 0.125% 07/01/25

Shares33.94M

TypePRN

Market value$43.5K

4.17%

Sole

33.94M

Shared

0.00

None

0.00

ZENDESK INC

SOLE

NOTE 0.625% 06/15/25

Shares40.50M

TypePRN

Market value$39.8K

3.82%

Sole

40.50M

Shared

0.00

None

0.00

OMNICELL COM

SOLE

NOTE 0.250% 09/15/25

Shares32M

TypePRN

Market value$34.0K

3.26%

Sole

32M

Shared

0.00

None

0.00

ALLSCRIPTS HEALTHCARE SOLUTI

SOLE

NOTE 0.875% 01/01/27

Shares25.87M

TypePRN

Market value$33.1K

3.17%

Sole

25.87M

Shared

0.00

None

0.00

BLACKLINE INC

SOLE

NOTE 0.125% 08/01/24

Shares31.80M

TypePRN

Market value$33.0K

3.17%

Sole

31.80M

Shared

0.00

None

0.00

SNAP INC

SOLE

NOTE 0.250% 05/01/25

Shares33.53M

TypePRN

Market value$30.9K

2.96%

Sole

33.53M

Shared

0.00

None

0.00

PALO ALTO NETWORKS INC

SOLE

NOTE 0.375% 06/01/25

Shares17.50M

TypePRN

Market value$29.6K

2.84%

Sole

17.50M

Shared

0.00

None

0.00

GRANITE CONSTR INC

SOLE

NOTE 2.750% 11/01/24

Shares24M

TypePRN

Market value$24.6K

2.36%

Sole

24M

Shared

0.00

None

0.00

RAPID7 INC

SOLE

NOTE 2.250% 05/01/25

Shares24.25M

TypePRN

Market value$24.4K

2.34%

Sole

24.25M

Shared

0.00

None

0.00

INSIGHT ENTERPRISES INC

SOLE

NOTE 0.750% 02/15/25

Shares18.80M

TypePRN

Market value$24.2K

2.32%

Sole

18.80M

Shared

0.00

None

0.00

DISH NETWORK CORPORATION

SOLE

NOTE 0.000% 12/15/25

Shares35M

TypePRN

Market value$23.0K

2.21%

Sole

35M

Shared

0.00

None

0.00

ENVISTA HOLDINGS CORPORATION

SOLE

NOTE 2.375% 06/01/25

Shares13.70M

TypePRN

Market value$22.6K

2.17%

Sole

13.70M

Shared

0.00

None

0.00

WINNEBAGO INDS INC

SOLE

NOTE 1.500% 04/01/25

Shares21M

TypePRN

Market value$22.1K

2.12%

Sole

21M

Shared

0.00

None

0.00

PURE STORAGE INC

SOLE

NOTE 0.125% 04/15/23

Shares19.05M

TypePRN

Market value$21.6K

2.07%

Sole

19.05M

Shared

0.00

None

0.00

ZILLOW GROUP INC

SOLE

NOTE 0.750% 09/01/24

Shares21.50M

TypePRN

Market value$21.4K

2.05%

Sole

21.50M

Shared

0.00

None

0.00

MONGODB INC

SOLE

NOTE 0.250% 01/15/26

Shares16.90M

TypePRN

Market value$19.7K

1.89%

Sole

16.90M

Shared

0.00

None

0.00

ENPHASE ENERGY INC

SOLE

NOTE 0.000% 03/01/26

Shares17M

TypePRN

Market value$19.7K

1.88%

Sole

17M

Shared

0.00

None

0.00

NATERA INC

SOLE

NOTE 2.250% 05/01/27

Shares10M

TypePRN

Market value$13.6K

1.31%

Sole

10M

Shared

0.00

None

0.00

MIDDLEBY CORP

SOLE

NOTE 1.000% 09/01/25

Shares11.75M

TypePRN

Market value$13.4K

1.29%

Sole

11.75M

Shared

0.00

None

0.00

DROPBOX INC

SOLE

NOTE 0.000% 03/01/28

Shares15.14M

TypePRN

Market value$13.0K

1.24%

Sole

15.14M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
PALO ALTO NETWORKS INCSOLE	NOTE 0.750% 07/01/23	54.91M	PRN	$101.9K 9.77%	54.91M
LIVE NATION ENTERTAINMENT INSOLE	NOTE 2.500% 03/15/23	38.06M	PRN	$45.0K 4.32%	38.06M
FTI CONSULTING INCSOLE	NOTE 2.000% 08/15/23	26.92M	PRN	$44.4K 4.26%	26.92M
WORKIVA INCSOLE	NOTE 1.125% 08/15/26	36.99M	PRN	$43.8K 4.20%	36.99M
CNX RES CORPSOLE	NOTE 2.250% 05/01/26	31.37M	PRN	$43.6K 4.18%	31.37M
ZSCALER INCSOLE	NOTE 0.125% 07/01/25	33.94M	PRN	$43.5K 4.17%	33.94M
ZENDESK INCSOLE	NOTE 0.625% 06/15/25	40.50M	PRN	$39.8K 3.82%	40.50M
OMNICELL COMSOLE	NOTE 0.250% 09/15/25	32M	PRN	$34.0K 3.26%	32M
ALLSCRIPTS HEALTHCARE SOLUTISOLE	NOTE 0.875% 01/01/27	25.87M	PRN	$33.1K 3.17%	25.87M
BLACKLINE INCSOLE	NOTE 0.125% 08/01/24	31.80M	PRN	$33.0K 3.17%	31.80M
SNAP INCSOLE	NOTE 0.250% 05/01/25	33.53M	PRN	$30.9K 2.96%	33.53M
PALO ALTO NETWORKS INCSOLE	NOTE 0.375% 06/01/25	17.50M	PRN	$29.6K 2.84%	17.50M
GRANITE CONSTR INCSOLE	NOTE 2.750% 11/01/24	24M	PRN	$24.6K 2.36%	24M
RAPID7 INCSOLE	NOTE 2.250% 05/01/25	24.25M	PRN	$24.4K 2.34%	24.25M
INSIGHT ENTERPRISES INCSOLE	NOTE 0.750% 02/15/25	18.80M	PRN	$24.2K 2.32%	18.80M
DISH NETWORK CORPORATIONSOLE	NOTE 0.000% 12/15/25	35M	PRN	$23.0K 2.21%	35M
ENVISTA HOLDINGS CORPORATIONSOLE	NOTE 2.375% 06/01/25	13.70M	PRN	$22.6K 2.17%	13.70M
WINNEBAGO INDS INCSOLE	NOTE 1.500% 04/01/25	21M	PRN	$22.1K 2.12%	21M
PURE STORAGE INCSOLE	NOTE 0.125% 04/15/23	19.05M	PRN	$21.6K 2.07%	19.05M
ZILLOW GROUP INCSOLE	NOTE 0.750% 09/01/24	21.50M	PRN	$21.4K 2.05%	21.50M
MONGODB INCSOLE	NOTE 0.250% 01/15/26	16.90M	PRN	$19.7K 1.89%	16.90M
ENPHASE ENERGY INCSOLE	NOTE 0.000% 03/01/26	17M	PRN	$19.7K 1.88%	17M
NATERA INCSOLE	NOTE 2.250% 05/01/27	10M	PRN	$13.6K 1.31%	10M
MIDDLEBY CORPSOLE	NOTE 1.000% 09/01/25	11.75M	PRN	$13.4K 1.29%	11.75M
DROPBOX INCSOLE	NOTE 0.000% 03/01/28	15.14M	PRN	$13.0K 1.24%	15.14M

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