III CAPITAL MANAGEMENT

Filed: 8/14/2024ACC: 0001172661-24-003580

📋 What this filing means

III CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 109 equity positions with a total reported market value of $2.15B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

109

Positions

$2.15B

Total AUM (reported)

1.15B

Total Shares

Allocation by class

COM$202.24M9.4%

NOTE 6.000% 8/1$197.51M9.2%

NOTE 0.750% 5/0$144.70M6.7%

SR LN ETF$124.51M5.8%

NOTE 3.500% 6/1$121.54M5.7%

NOTE 0.750% 2/1$111.60M5.2%

NOTE 11/1$95.54M4.4%

Portfolio Concentration

Top 3$466.73M21.7%

4–10$640.83M29.8%

11–25$593.00M27.6%

Rest$448.30M20.9%

Top 3 weight

21.7%

Top 10 weight

51.5%

Voting Authority Distribution

Total shares with voting rights: 1.15B

Sole

Full voting authority

1.15B

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole109

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings109

Rows:

ROYAL CARIBBEAN GROUP

SOLE

NOTE 6.000% 8/1

Shares61.15M

TypePRN

Market value$197.51M

9.19%

Sole

61.15M

Shared

0.00

None

0.00

BOOKING HOLDINGS INC

SOLE

NOTE 0.750% 5/0

Shares68.75M

TypePRN

Market value$144.70M

6.73%

Sole

68.75M

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

SR LN ETF

Shares5.92M

TypeSH

Market value$124.51M

5.79%

Sole

5.92M

Shared

0.00

None

0.00

ATI INC

SOLE

NOTE 3.500% 6/1

Shares33.91M

TypePRN

Market value$121.54M

5.66%

Sole

33.91M

Shared

0.00

None

0.00

INSIGHT ENTERPRISES INC

SOLE

NOTE 0.750% 2/1

Shares38.43M

TypePRN

Market value$111.60M

5.19%

Sole

38.43M

Shared

0.00

None

0.00

CYBERARK SOFTWARE LTD

SOLE

NOTE 11/1

Shares54.91M

TypePRN

Market value$95.54M

4.45%

Sole

54.91M

Shared

0.00

None

0.00

MIDDLEBY CORP

SOLE

NOTE 1.000% 9/0

Shares78.70M

TypePRN

Market value$84.01M

3.91%

Sole

78.70M

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares750K

TypeSH

Market value$80.34M

3.74%

Sole

750K

Shared

0.00

None

0.00

CHART INDS INC

SOLE

NOTE 1.000%11/1

Shares31.64M

TypePRN

Market value$78.10M

3.63%

Sole

31.64M

Shared

0.00

None

0.00

BLOCK INC

SOLE

NOTE 0.125% 3/0

Shares72.33M

TypePRN

Market value$69.71M

3.24%

Sole

72.33M

Shared

0.00

None

0.00

SOUTHERN CO

SOLE

NOTE 3.875%12/1

Shares65.57M

TypePRN

Market value$66.99M

3.12%

Sole

65.57M

Shared

0.00

None

0.00

ETSY INC

SOLE

NOTE 0.125%10/0

Shares51.35M

TypePRN

Market value$50.78M

2.36%

Sole

51.35M

Shared

0.00

None

0.00

ITRON INC

SOLE

NOTE 3/1

Shares45M

TypePRN

Market value$45.37M

2.11%

Sole

45M

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares83K

TypeSH

Market value$45.33M

2.11%

Sole

83K

Shared

0.00

None

0.00

GUIDEWIRE SOFTWARE INC

SOLE

NOTE 1.250% 3/1

Shares34.17M

TypePRN

Market value$42.80M

1.99%

Sole

34.17M

Shared

0.00

None

0.00

INNOVIVA INC

SOLE

NOTE 2.500% 8/1

Shares35.97M

TypePRN

Market value$39.77M

1.85%

Sole

35.97M

Shared

0.00

None

0.00

AMERICAN AIRLS GROUP INC

SOLE

COM

Shares3.43M

TypeSH

Market value$38.85M

1.81%

Sole

3.43M

Shared

0.00

None

0.00

LCI INDS

SOLE

NOTE 1.125% 5/1

Shares39.86M

TypePRN

Market value$37.65M

1.75%

Sole

39.86M

Shared

0.00

None

0.00

INTERDIGITAL INC

SOLE

NOTE 3.500% 6/0

Shares22.78M

TypePRN

Market value$35.33M

1.64%

Sole

22.78M

Shared

0.00

None

0.00

PROGRESS SOFTWARE CORP

SOLE

NOTE 1.000% 4/1

Shares31.56M

TypePRN

Market value$33.12M

1.54%

Sole

31.56M

Shared

0.00

None

0.00

STRIDE INC

SOLE

NOTE 1.125% 9/0

Shares22.89M

TypePRN

Market value$32.83M

1.53%

Sole

22.89M

Shared

0.00

None

0.00

DROPBOX INC

SOLE

NOTE 3/0

Shares35.09M

TypePRN

Market value$31.98M

1.49%

Sole

35.09M

Shared

0.00

None

0.00

NATIONAL VISION HLDGS INC

SOLE

NOTE 2.500% 5/1

Shares32.92M

TypePRN

Market value$31.75M

1.48%

Sole

32.92M

Shared

0.00

None

0.00

ENVESTNET INC

SOLE

NOTE 0.750% 8/1

Shares31.13M

TypePRN

Market value$30.26M

1.41%

Sole

31.13M

Shared

0.00

None

0.00

VAIL RESORTS INC

SOLE

NOTE 1/0

Shares33.13M

TypePRN

Market value$30.22M

1.41%

Sole

33.13M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ROYAL CARIBBEAN GROUPSOLE	NOTE 6.000% 8/1	61.15M	PRN	$197.51M 9.19%	61.15M
BOOKING HOLDINGS INCSOLE	NOTE 0.750% 5/0	68.75M	PRN	$144.70M 6.73%	68.75M
INVESCO EXCH TRADED FD TR IISOLE	SR LN ETF	5.92M	SH	$124.51M 5.79%	5.92M
ATI INCSOLE	NOTE 3.500% 6/1	33.91M	PRN	$121.54M 5.66%	33.91M
INSIGHT ENTERPRISES INCSOLE	NOTE 0.750% 2/1	38.43M	PRN	$111.60M 5.19%	38.43M
CYBERARK SOFTWARE LTDSOLE	NOTE 11/1	54.91M	PRN	$95.54M 4.45%	54.91M
MIDDLEBY CORPSOLE	NOTE 1.000% 9/0	78.70M	PRN	$84.01M 3.91%	78.70M
ISHARES TRSOLE	IBOXX INV CP ETF	750K	SH	$80.34M 3.74%	750K
CHART INDS INCSOLE	NOTE 1.000%11/1	31.64M	PRN	$78.10M 3.63%	31.64M
BLOCK INCSOLE	NOTE 0.125% 3/0	72.33M	PRN	$69.71M 3.24%	72.33M
SOUTHERN COSOLE	NOTE 3.875%12/1	65.57M	PRN	$66.99M 3.12%	65.57M
ETSY INCSOLE	NOTE 0.125%10/0	51.35M	PRN	$50.78M 2.36%	51.35M
ITRON INCSOLE	NOTE 3/1	45M	PRN	$45.37M 2.11%	45M
SPDR S&P 500 ETF TRSOLE	TR UNIT	83K	SH	$45.33M 2.11%	83K
GUIDEWIRE SOFTWARE INCSOLE	NOTE 1.250% 3/1	34.17M	PRN	$42.80M 1.99%	34.17M
INNOVIVA INCSOLE	NOTE 2.500% 8/1	35.97M	PRN	$39.77M 1.85%	35.97M
AMERICAN AIRLS GROUP INCSOLE	COM	3.43M	SH	$38.85M 1.81%	3.43M
LCI INDSSOLE	NOTE 1.125% 5/1	39.86M	PRN	$37.65M 1.75%	39.86M
INTERDIGITAL INCSOLE	NOTE 3.500% 6/0	22.78M	PRN	$35.33M 1.64%	22.78M
PROGRESS SOFTWARE CORPSOLE	NOTE 1.000% 4/1	31.56M	PRN	$33.12M 1.54%	31.56M
STRIDE INCSOLE	NOTE 1.125% 9/0	22.89M	PRN	$32.83M 1.53%	22.89M
DROPBOX INCSOLE	NOTE 3/0	35.09M	PRN	$31.98M 1.49%	35.09M
NATIONAL VISION HLDGS INCSOLE	NOTE 2.500% 5/1	32.92M	PRN	$31.75M 1.48%	32.92M
ENVESTNET INCSOLE	NOTE 0.750% 8/1	31.13M	PRN	$30.26M 1.41%	31.13M
VAIL RESORTS INCSOLE	NOTE 1/0	33.13M	PRN	$30.22M 1.41%	33.13M

Page 1 of 5

…