Filed: 11/14/2023ACC: 0001172661-23-004044
📋 What this filing means
III CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 158 equity positions with a total reported market value of $1.99B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
158
Positions
$1.99B
Total AUM (reported)
1.29B
Total Shares
Allocation by class
NOTE 0.375% 6/0$131.61M6.6%
COM$119.22M6.0%
IBOXX INV CP ETF$103.19M5.2%
NOTE 0.125%10/0$89.64M4.5%
COM CL A$77.18M3.9%
NOTE 2.250% 5/0$72.06M3.6%
NOTE 0.750% 2/1$65.12M3.3%
Portfolio Concentration
Top 3$324.45M16.3%
4–10$410.99M20.6%
11–25$572.03M28.7%
Rest$685.45M34.4%
Top 3 weight
16.3%
Top 10 weight
36.9%
Voting Authority Distribution
Total shares with voting rights: 1.29B
Sole
Full voting authority
1.29B
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole158
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings158
Rows:
PALO ALTO NETWORKS INC
SOLEShares55.83M
TypePRN
Market value$131.61M
6.60%
Sole
55.83M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares1.01M
TypeSH
Market value$103.19M
5.18%
Sole
1.01M
Shared
0.00
None
0.00
ETSY INC
SOLEShares87.97M
TypePRN
Market value$89.64M
4.50%
Sole
87.97M
Shared
0.00
None
0.00
CNX RES CORP
SOLEShares39.71M
TypePRN
Market value$72.06M
3.62%
Sole
39.71M
Shared
0.00
None
0.00
INSIGHT ENTERPRISES INC
SOLEShares30.50M
TypePRN
Market value$65.12M
3.27%
Sole
30.50M
Shared
0.00
None
0.00
ATI INC
SOLEShares23.05M
TypePRN
Market value$62.10M
3.12%
Sole
23.05M
Shared
0.00
None
0.00
MIDDLEBY CORP
SOLEShares53.90M
TypePRN
Market value$60.43M
3.03%
Sole
53.90M
Shared
0.00
None
0.00
AMERICAN AIRLS GROUP INC
SOLEShares4.05M
TypeSH
Market value$51.88M
2.60%
Sole
4.05M
Shared
0.00
None
0.00
AMERICAN AIRLINES GROUP INC
SOLEShares47M
TypePRN
Market value$50.21M
2.52%
Sole
47M
Shared
0.00
None
0.00
RIVIAN AUTOMOTIVE INC
SOLEShares2.03M
TypeSH
Market value$49.19M
2.47%
Sole
2.03M
Shared
0.00
None
0.00
AKAMAI TECHNOLOGIES INC
SOLEShares46.70M
TypePRN
Market value$48.77M
2.45%
Sole
46.70M
Shared
0.00
None
0.00
VARONIS SYS INC
SOLEShares39.27M
TypePRN
Market value$46.03M
2.31%
Sole
39.27M
Shared
0.00
None
0.00
MICROSTRATEGY INC
SOLEShares40.43M
TypePRN
Market value$43.57M
2.19%
Sole
40.43M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares100K
TypeSH
Market value$42.75M
2.14%
Sole
100K
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares37.50M
TypePRN
Market value$42.43M
2.13%
Sole
37.50M
Shared
0.00
None
0.00
UNITED STATES STL CORP
SOLEShares17M
TypePRN
Market value$41.92M
2.10%
Sole
17M
Shared
0.00
None
0.00
EQT CORP
SOLEShares15M
TypePRN
Market value$41.73M
2.09%
Sole
15M
Shared
0.00
None
0.00
VERADIGM INC
SOLEShares36.41M
TypePRN
Market value$41.24M
2.07%
Sole
36.41M
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
SOLEShares24.60M
TypePRN
Market value$41.15M
2.06%
Sole
24.60M
Shared
0.00
None
0.00
WINNEBAGO INDS INC
SOLEShares31.61M
TypePRN
Market value$35.53M
1.78%
Sole
31.61M
Shared
0.00
None
0.00
CARNIVAL CORP
SOLEShares23.50M
TypePRN
Market value$35.18M
1.77%
Sole
23.50M
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares15M
TypePRN
Market value$29.62M
1.49%
Sole
15M
Shared
0.00
None
0.00
CHART INDS INC
SOLEShares9.93M
TypePRN
Market value$28.89M
1.45%
Sole
9.93M
Shared
0.00
None
0.00
PARSONS CORP DEL
SOLEShares20.90M
TypePRN
Market value$26.61M
1.34%
Sole
20.90M
Shared
0.00
None
0.00
MARRIOTT VACATIONS WORLDWIDE
SOLEShares30.14M
TypePRN
Market value$26.61M
1.33%
Sole
30.14M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PALO ALTO NETWORKS INCSOLE | NOTE 0.375% 6/0 | 55.83M | PRN | $131.61M 6.60% | 55.83M | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 1.01M | SH | $103.19M 5.18% | 1.01M | 0.00 | 0.00 |
ETSY INCSOLE | NOTE 0.125%10/0 | 87.97M | PRN | $89.64M 4.50% | 87.97M | 0.00 | 0.00 |
CNX RES CORPSOLE | NOTE 2.250% 5/0 | 39.71M | PRN | $72.06M 3.62% | 39.71M | 0.00 | 0.00 |
INSIGHT ENTERPRISES INCSOLE | NOTE 0.750% 2/1 | 30.50M | PRN | $65.12M 3.27% | 30.50M | 0.00 | 0.00 |
ATI INCSOLE | NOTE 3.500% 6/1 | 23.05M | PRN | $62.10M 3.12% | 23.05M | 0.00 | 0.00 |
MIDDLEBY CORPSOLE | NOTE 1.000% 9/0 | 53.90M | PRN | $60.43M 3.03% | 53.90M | 0.00 | 0.00 |
AMERICAN AIRLS GROUP INCSOLE | COM | 4.05M | SH | $51.88M 2.60% | 4.05M | 0.00 | 0.00 |
AMERICAN AIRLINES GROUP INCSOLE | NOTE 6.500% 7/0 | 47M | PRN | $50.21M 2.52% | 47M | 0.00 | 0.00 |
RIVIAN AUTOMOTIVE INCSOLE | COM CL A | 2.03M | SH | $49.19M 2.47% | 2.03M | 0.00 | 0.00 |
AKAMAI TECHNOLOGIES INCSOLE | NOTE 0.375% 9/0 | 46.70M | PRN | $48.77M 2.45% | 46.70M | 0.00 | 0.00 |
VARONIS SYS INCSOLE | NOTE 1.250% 8/1 | 39.27M | PRN | $46.03M 2.31% | 39.27M | 0.00 | 0.00 |
MICROSTRATEGY INCSOLE | NOTE 0.750%12/1 | 40.43M | PRN | $43.57M 2.19% | 40.43M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 100K | SH | $42.75M 2.14% | 100K | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | NOTE 2.875%11/1 | 37.50M | PRN | $42.43M 2.13% | 37.50M | 0.00 | 0.00 |
UNITED STATES STL CORPSOLE | NOTE 5.000%11/0 | 17M | PRN | $41.92M 2.10% | 17M | 0.00 | 0.00 |
EQT CORPSOLE | NOTE 1.750% 5/0 | 15M | PRN | $41.73M 2.09% | 15M | 0.00 | 0.00 |
VERADIGM INCSOLE | NOTE 0.875% 1/0 | 36.41M | PRN | $41.24M 2.07% | 36.41M | 0.00 | 0.00 |
BOOKING HOLDINGS INCSOLE | NOTE 0.750% 5/0 | 24.60M | PRN | $41.15M 2.06% | 24.60M | 0.00 | 0.00 |
WINNEBAGO INDS INCSOLE | NOTE 1.500% 4/0 | 31.61M | PRN | $35.53M 1.78% | 31.61M | 0.00 | 0.00 |
CARNIVAL CORPSOLE | NOTE 5.750%10/0 | 23.50M | PRN | $35.18M 1.77% | 23.50M | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | NOTE 6.000% 8/1 | 15M | PRN | $29.62M 1.49% | 15M | 0.00 | 0.00 |
CHART INDS INCSOLE | NOTE 1.000%11/1 | 9.93M | PRN | $28.89M 1.45% | 9.93M | 0.00 | 0.00 |
PARSONS CORP DELSOLE | NOTE 0.250% 8/1 | 20.90M | PRN | $26.61M 1.34% | 20.90M | 0.00 | 0.00 |
MARRIOTT VACATIONS WORLDWIDESOLE | NOTE 1/1 | 30.14M | PRN | $26.61M 1.33% | 30.14M | 0.00 | 0.00 |
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