III CAPITAL MANAGEMENT

Filed: 8/14/2023ACC: 0001172661-23-003179

📋 What this filing means

III CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 147 equity positions with a total reported market value of $1.68B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

147

Positions

$1.68B

Total AUM (reported)

1.03B

Total Shares

Allocation by class

TR UNIT$121.90M7.3%

NOTE 0.375% 6/0$112.19M6.7%

COM$95.70M5.7%

NOTE 0.125%10/0$87.26M5.2%

NOTE 0.750% 2/1$69.86M4.2%

NOTE 0.375% 9/0$67.85M4.0%

IBOXX INV CP ETF$67.21M4.0%

Portfolio Concentration

Top 3$321.35M19.1%

4–10$396.40M23.6%

11–25$473.88M28.2%

Rest$487.82M29.0%

Top 3 weight

19.1%

Top 10 weight

42.7%

Voting Authority Distribution

Total shares with voting rights: 1.03B

Sole

Full voting authority

1.03B

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole147

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings147

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares275K

TypeSH

Market value$121.90M

7.26%

Sole

275K

Shared

0.00

None

0.00

PALO ALTO NETWORKS INC

SOLE

NOTE 0.375% 6/0

Shares43.59M

TypePRN

Market value$112.19M

6.68%

Sole

43.59M

Shared

0.00

None

0.00

ETSY INC

SOLE

NOTE 0.125%10/0

Shares73.57M

TypePRN

Market value$87.26M

5.20%

Sole

73.57M

Shared

0.00

None

0.00

INSIGHT ENTERPRISES INC

SOLE

NOTE 0.750% 2/1

Shares32.60M

TypePRN

Market value$69.86M

4.16%

Sole

32.60M

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares621.50K

TypeSH

Market value$67.21M

4.00%

Sole

621.50K

Shared

0.00

None

0.00

ENVISTA HOLDINGS CORPORATION

SOLE

NOTE 2.375% 6/0

Shares36.46M

TypePRN

Market value$61.14M

3.64%

Sole

36.46M

Shared

0.00

None

0.00

ATI INC

SOLE

NOTE 3.500% 6/1

Shares20.30M

TypePRN

Market value$58.78M

3.50%

Sole

20.30M

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares670K

TypeSH

Market value$50.30M

2.99%

Sole

670K

Shared

0.00

None

0.00

MIDDLEBY CORP

SOLE

NOTE 1.000% 9/0

Shares36.30M

TypePRN

Market value$45.16M

2.69%

Sole

36.30M

Shared

0.00

None

0.00

AMERICAN AIRLS GROUP INC

SOLE

COM

Shares2.45M

TypeSH

Market value$43.95M

2.62%

Sole

2.45M

Shared

0.00

None

0.00

FTI CONSULTING INC

SOLE

NOTE 2.000% 8/1

Shares21.99M

TypePRN

Market value$41.26M

2.46%

Sole

21.99M

Shared

0.00

None

0.00

VERADIGM INC

SOLE

NOTE 0.875% 1/0

Shares36.41M

TypePRN

Market value$40.53M

2.41%

Sole

36.41M

Shared

0.00

None

0.00

BOOKING HOLDINGS INC

SOLE

NOTE 0.750% 5/0

Shares24.60M

TypePRN

Market value$36.94M

2.20%

Sole

24.60M

Shared

0.00

None

0.00

VARONIS SYS INC

SOLE

NOTE 1.250% 8/1

Shares33.15M

TypePRN

Market value$36.62M

2.18%

Sole

33.15M

Shared

0.00

None

0.00

INSULET CORP

SOLE

NOTE 0.375% 9/0

Shares26.25M

TypePRN

Market value$36.15M

2.15%

Sole

26.25M

Shared

0.00

None

0.00

ROYAL CARIBBEAN GROUP

SOLE

NOTE 2.875%11/1

Shares27.50M

TypePRN

Market value$35.40M

2.11%

Sole

27.50M

Shared

0.00

None

0.00

AKAMAI TECHNOLOGIES INC

SOLE

NOTE 0.375% 9/0

Shares32.70M

TypePRN

Market value$31.70M

1.89%

Sole

32.70M

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares169K

TypeSH

Market value$31.65M

1.88%

Sole

169K

Shared

0.00

None

0.00

WINNEBAGO INDS INC

SOLE

NOTE 1.500% 4/0

Shares24.91M

TypePRN

Market value$29.95M

1.78%

Sole

24.91M

Shared

0.00

None

0.00

JAZZ INVESTMENTS I LTD

SOLE

NOTE 1.500% 8/1

Shares29.24M

TypePRN

Market value$27.97M

1.67%

Sole

29.24M

Shared

0.00

None

0.00

CHART INDS INC

SOLE

NOTE 1.000%11/1

Shares9.93M

TypePRN

Market value$27.33M

1.63%

Sole

9.93M

Shared

0.00

None

0.00

DISH NETWORK CORPORATION

SOLE

NOTE 12/1

Shares46.50M

TypePRN

Market value$24.76M

1.47%

Sole

46.50M

Shared

0.00

None

0.00

WORKIVA INC

SOLE

NOTE 1.125% 8/1

Shares17.50M

TypePRN

Market value$24.66M

1.47%

Sole

17.50M

Shared

0.00

None

0.00

RIVIAN AUTOMOTIVE INC

SOLE

COM CL A

Shares1.48M

TypeSH

Market value$24.59M

1.46%

Sole

1.48M

Shared

0.00

None

0.00

AMERICAN AIRLINES GROUP INC

SOLE

NOTE 6.500% 7/0

Shares19M

TypePRN

Market value$24.39M

1.45%

Sole

19M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR S&P 500 ETF TRSOLE	TR UNIT	275K	SH	$121.90M 7.26%	275K
PALO ALTO NETWORKS INCSOLE	NOTE 0.375% 6/0	43.59M	PRN	$112.19M 6.68%	43.59M
ETSY INCSOLE	NOTE 0.125%10/0	73.57M	PRN	$87.26M 5.20%	73.57M
INSIGHT ENTERPRISES INCSOLE	NOTE 0.750% 2/1	32.60M	PRN	$69.86M 4.16%	32.60M
ISHARES TRSOLE	IBOXX INV CP ETF	621.50K	SH	$67.21M 4.00%	621.50K
ENVISTA HOLDINGS CORPORATIONSOLE	NOTE 2.375% 6/0	36.46M	PRN	$61.14M 3.64%	36.46M
ATI INCSOLE	NOTE 3.500% 6/1	20.30M	PRN	$58.78M 3.50%	20.30M
ISHARES TRSOLE	IBOXX HI YD ETF	670K	SH	$50.30M 2.99%	670K
MIDDLEBY CORPSOLE	NOTE 1.000% 9/0	36.30M	PRN	$45.16M 2.69%	36.30M
AMERICAN AIRLS GROUP INCSOLE	COM	2.45M	SH	$43.95M 2.62%	2.45M
FTI CONSULTING INCSOLE	NOTE 2.000% 8/1	21.99M	PRN	$41.26M 2.46%	21.99M
VERADIGM INCSOLE	NOTE 0.875% 1/0	36.41M	PRN	$40.53M 2.41%	36.41M
BOOKING HOLDINGS INCSOLE	NOTE 0.750% 5/0	24.60M	PRN	$36.94M 2.20%	24.60M
VARONIS SYS INCSOLE	NOTE 1.250% 8/1	33.15M	PRN	$36.62M 2.18%	33.15M
INSULET CORPSOLE	NOTE 0.375% 9/0	26.25M	PRN	$36.15M 2.15%	26.25M
ROYAL CARIBBEAN GROUPSOLE	NOTE 2.875%11/1	27.50M	PRN	$35.40M 2.11%	27.50M
AKAMAI TECHNOLOGIES INCSOLE	NOTE 0.375% 9/0	32.70M	PRN	$31.70M 1.89%	32.70M
ISHARES TRSOLE	RUSSELL 2000 ETF	169K	SH	$31.65M 1.88%	169K
WINNEBAGO INDS INCSOLE	NOTE 1.500% 4/0	24.91M	PRN	$29.95M 1.78%	24.91M
JAZZ INVESTMENTS I LTDSOLE	NOTE 1.500% 8/1	29.24M	PRN	$27.97M 1.67%	29.24M
CHART INDS INCSOLE	NOTE 1.000%11/1	9.93M	PRN	$27.33M 1.63%	9.93M
DISH NETWORK CORPORATIONSOLE	NOTE 12/1	46.50M	PRN	$24.76M 1.47%	46.50M
WORKIVA INCSOLE	NOTE 1.125% 8/1	17.50M	PRN	$24.66M 1.47%	17.50M
RIVIAN AUTOMOTIVE INCSOLE	COM CL A	1.48M	SH	$24.59M 1.46%	1.48M
AMERICAN AIRLINES GROUP INCSOLE	NOTE 6.500% 7/0	19M	PRN	$24.39M 1.45%	19M

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