IBEX INVESTORS LLC enters AEON GLOBAL HEALTH CORP. with 453.81K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Indirect Derivatives

IBEX INVESTORS LLC

Filed: 11/27/2018ACC: 0001567619-18-007011

InsiderIBEX INVESTORS LLCCIK 1531964

→

IssuerAEON GLOBAL HEALTH CORP.CIK 885074

10% Owner

Since Nov 2018

453.81K

Baseline shares

0.00

Direct ownership

0 positions

1.01M

Derivative underlying

7 instruments

Security positions

453.81K indirect

Non-Derivative Holdings2

Common Stock

Indirect

Shares owned833.00

Common Stock

Indirect

Shares owned452.97K

Total

453.81K indirect453.81K

Security Title	Shares Owned	Ownership Type
Common Stock	833.00	Indirect
Common Stock	452.97K	Indirect
Total	453.81K	453.81K indirect

Derivative Holdings7

Series D Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

204.68K

Shares owned

N/A

Exercise price

9.77

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

111.11K

Shares owned

N/A

Exercise price

2.70

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

25.82K

Shares owned

N/A

Exercise price

2.25

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

451.57K

Shares owned

N/A

Exercise price

2.25

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

39.68K

Shares owned

N/A

Exercise price

2.25

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

36.67K

Shares owned

N/A

Exercise price

2.25

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

138.89K

Shares owned

N/A

Exercise price

2.25

Expiration

—

Exercise window

—

Total

Underlying

1.01M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Series D Convertible Preferred Stock Indirect	Common Stock	9.77	—	—	204.68K	N/A
Warrant (right to buy) Indirect	Common Stock	2.70	—	—	111.11K	N/A
Warrant (right to buy) Indirect	Common Stock	2.25	—	—	25.82K	N/A
Warrant (right to buy) Indirect	Common Stock	2.25	—	—	451.57K	N/A
Warrant (right to buy) Indirect	Common Stock	2.25	—	—	39.68K	N/A
Warrant (right to buy) Indirect	Common Stock	2.25	—	—	36.67K	N/A
Warrant (right to buy) Indirect	Common Stock	2.25	—	—	138.89K	N/A
Total					1.01M	0.00