HWANG JUNG TAIK (Chief Technology Officer) reported 2 transactions at VIVINT SMART HOME, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 9/21/2020ACC: 0000899243-20-025852
Officer· Chief Technology Officer
Since Feb 2020
-705.00
Net shares
Net seller
$12.6K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
26.99K acquired · 27.70K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+26.99K
Price / share
—
Trade value
—
% of position
13.6%
9/17/2020
198.95K→225.94K
Class A Common Stock
Direct
Shares
−705.00
Price / share
$17.82
Trade value
$12.56K
% of position
0.3%
9/17/2020
225.94K→225.24K
Total
Net shares
+26.29K
Net value
-$12.56K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 9/17/2020 | C · Conversion | +26.99K | — | — | 13.6% | 198.95K | 225.94K |
| Class A Common Stock Direct | 9/17/2020 | F · Tax Withholding | −705.00 | $17.82 | $12.56K | 0.3% | 225.94K | 225.24K |
| Total | +26.29K | -$12.56K | ||||||
Derivative Transactions1
Earnout Rights
Direct
Converts to
Class A Common Stock
26.99K shares
Shares
−26.99K
Strike price
Held after
0.00
Exercisable
—
9/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock26.99K shares | 9/17/2020 | C · Conversion | −26.99K | — | 0.00 |