HWANG JUNG TAIK (Chief Technology Officer) reported 2 transactions at VIVINT SMART HOME, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 3/13/2020ACC: 0000899243-20-008335
Officer· Chief Technology Officer
Since Feb 2020
-349.00
Net shares
Net seller
$9.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
26.74K acquired · 27.09K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+26.74K
Price / share
—
Trade value
—
% of position
15.4%
3/11/2020
173.26K→200K
Class A Common Stock
Direct
Shares
−349.00
Price / share
$25.65
Trade value
$8.95K
% of position
0.2%
3/11/2020
200K→199.65K
Total
Net shares
+26.39K
Net value
-$8.95K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 3/11/2020 | C · Conversion | +26.74K | — | — | 15.4% | 173.26K | 200K |
| Class A Common Stock Direct | 3/11/2020 | F · Tax Withholding | −349.00 | $25.65 | $8.95K | 0.2% | 200K | 199.65K |
| Total | +26.39K | -$8.95K | ||||||
Derivative Transactions1
Earnout Rights
Direct
Converts to
Class A Common Stock
26.74K shares
Shares
−26.74K
Strike price
Held after
26.74K
Exercisable
—
3/11/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock26.74K shares | 3/11/2020 | C · Conversion | −26.74K | — | 26.74K |