HWANG JUNG TAIK enters VIVINT SMART HOME, INC. with 173.26K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 3/10/2020ACC: 0000899243-20-007788
Officer· Chief Technology Officer
Since Feb 2020
173.26K
Baseline shares
100% direct
173.26K
Direct ownership
1 position
126.91K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Class A Common Stock
DirectShares owned173.26K
Total
173.26K direct173.26K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 173.26K | Direct |
| Total | 173.26K | 173.26K direct |
Derivative Holdings2
Earnout Rights
DirectUnderlying security
Class A Common Stock
Underlying shares
53.46K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Stock Appreciation Rights
DirectUnderlying security
Class A Common Stock
Underlying shares
73.45K
Shares owned
N/A
Exercise price
20.41
Expiration
—
Exercise window
—
Total
Underlying
126.91K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock | — | — | 53.46K | N/A | |
| Stock Appreciation Rights Direct | Class A Common Stock | 20.41 | — | — | 73.45K | N/A |
| Total | 126.91K | 0.00 | ||||