HUMMER BRIAN (Senior Vice President) reported 2 transactions at INFRASTRUCTURE & ENERGY ALTERNATIVES, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 9/19/2022ACC: 0001652362-22-000122
Officer· Senior Vice President
Since Sep 2018
-46.63K
Net shares
Net seller
$671.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
58.20K acquired · 104.83K disposed
Non-Derivative Transactions2
Common Stock, par value $0.0001 per share
Direct
Shares
+58.20K
Price / share
$10.37
Trade value
$603.52K
% of position
42.6%
9/15/2022
136.63K→194.83K
Common Stock, par value $0.0001 per share
Direct
Shares
−46.63K
Price / share
$14.41
Trade value
$671.90K
% of position
23.9%
9/15/2022
194.83K→148.20K
Total
Net shares
+11.57K
Net value
-$68.37K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share Direct | 9/15/2022 | X · X | +58.20K | $10.37 | $603.52K | 42.6% | 136.63K | 194.83K |
| Common Stock, par value $0.0001 per share Direct | 9/15/2022 | F · Tax Withholding | −46.63K | $14.41 | $671.90K | 23.9% | 194.83K | 148.20K |
| Total | +11.57K | -$68.37K | ||||||
Derivative Transactions1
Option to purchase Common Stock, par value $0.0001
Direct
Converts to
Common Stock, par value $0.0001 per share
58.20K shares
Shares
−58.20K
Strike price
10.37
Held after
0.00
Exercisable
—
9/15/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option to purchase Common Stock, par value $0.0001 Direct | Common Stock, par value $0.0001 per share58.20K shares | 9/15/2022 | X · X | −58.20K | 10.37 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, par value $0.0001 per share
IndirectShares owned48.93K
Total
48.93K indirect48.93K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.0001 per share | 48.93K | Indirect |
| Total | 48.93K | 48.93K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported