HUMMEL JOHN MICHAEL (President, Central Region) exercised options at UNITED NATURAL FOODS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

HUMMEL JOHN MICHAEL

Filed: 9/18/2018ACC: 0001020859-18-000072

InsiderHUMMEL JOHN MICHAELCIK 1683356

→

IssuerUNITED NATURAL FOODS INCCIK 1020859

Officer· President, Central Region

Since Sep 2018

-1.17K

Net shares

Net seller

$39.3K

Total sold

Open market trades

0B · 0S

Total transactions

2.77K acquired · 3.94K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+1.04K

Price / share

—

Trade value

—

% of position

New position

9/15/2018

0.00→1.04K

Common Stock

Direct

F · Tax Withholding

−434.00

Price / share

$33.53

Trade value

$14.55K

% of position

41.7%

9/15/2018

1.04K→608.00

Common Stock

Direct

M · Option Exercise

+1.04K

Price / share

—

Trade value

—

% of position

170.7%

9/15/2018

608.00→1.65K

Common Stock

Direct

F · Tax Withholding

−440.00

Price / share

$33.53

Trade value

$14.75K

% of position

26.7%

9/15/2018

1.65K→1.21K

Common Stock

Direct

M · Option Exercise

+690.00

Price / share

—

Trade value

—

% of position

57.2%

9/17/2018

1.21K→1.90K

Common Stock

Direct

F · Tax Withholding

−292.00

Price / share

$34.18

Trade value

$9.98K

% of position

15.4%

9/17/2018

1.90K→1.60K

Total

Net shares

+1.60K

Net value

-$39.29K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	9/15/2018	M · Option Exercise	+1.04K	—	—	New position	0.00	1.04K
Common Stock Direct	9/15/2018	F · Tax Withholding	−434.00	$33.53	$14.55K	41.7%	1.04K	608.00
Common Stock Direct	9/15/2018	M · Option Exercise	+1.04K	—	—	170.7%	608.00	1.65K
Common Stock Direct	9/15/2018	F · Tax Withholding	−440.00	$33.53	$14.75K	26.7%	1.65K	1.21K
Common Stock Direct	9/17/2018	M · Option Exercise	+690.00	—	—	57.2%	1.21K	1.90K
Common Stock Direct	9/17/2018	F · Tax Withholding	−292.00	$34.18	$9.98K	15.4%	1.90K	1.60K
Total			+1.60K		-$39.29K

Derivative Transactions3

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

1.04K shares

−1.04K

Strike price

Held after

2.08K

Exercisable

—

9/15/2018

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

1.04K shares

−1.04K

Strike price

Held after

3.11K

Exercisable

—

9/15/2018

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

690.00 shares

−690.00

Strike price

Held after

690.00

Exercisable

—

9/17/2018

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock1.04K shares	9/15/2018	M · Option Exercise	−1.04K	—	2.08K
Restricted Stock Unit Direct	Common Stock1.04K shares	9/15/2018	M · Option Exercise	−1.04K	—	3.11K
Restricted Stock Unit Direct	Common Stock690.00 shares	9/17/2018	M · Option Exercise	−690.00	—	690.00

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned41.00

Total

41.00 indirect41.00

Security Title	Shares Owned	Ownership Type
Common Stock	41.00	Indirect
Total	41.00	41.00 indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported