HUME MARK exercised options at BLACKROCK ENERGY & RESOURCES TRUST
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/2/2023ACC: 0000899243-23-003633
-141.52
Net shares
Net seller
$14.6K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
2.06K acquired · 2.21K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.10K
Price / share
—
Trade value
—
% of position
New position
1/31/2023
0.00→1.10K
Common Stock
Direct
Shares
−1.10K
Price / share
$13.21
Trade value
$14.57K
% of position
New position
1/31/2023
1.10K→0.00
Total
Net shares
+0.00
Net value
-$14.57K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2023 | M · Option Exercise | +1.10K | — | — | New position | 0.00 | 1.10K |
| Common Stock Direct | 1/31/2023 | D · Disposition | −1.10K | $13.21 | $14.57K | New position | 1.10K | 0.00 |
| Total | +0.00 | -$14.57K | ||||||
Derivative Transactions4
Phantom Shares
Direct
Converts to
Common Stock
961.63 shares
Shares
+961.63
Strike price
Held after
961.63
Exercisable
—
1/31/2023
Phantom Shares
Direct
Converts to
Common Stock
444.47 shares
Shares
−444.47
Strike price
Held after
888.94
Exercisable
—
1/31/2023
Phantom Shares
Direct
Converts to
Common Stock
425.28 shares
Shares
−425.28
Strike price
Held after
425.28
Exercisable
—
1/31/2023
Phantom Shares
Direct
Converts to
Common Stock
233.40 shares
Shares
−233.40
Strike price
Held after
0.00
Exercisable
—
1/31/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock961.63 shares | 1/31/2023 | A · Award | +961.63 | — | 961.63 | |
| Phantom Shares Direct | Common Stock444.47 shares | 1/31/2023 | M · Option Exercise | −444.47 | — | 888.94 | |
| Phantom Shares Direct | Common Stock425.28 shares | 1/31/2023 | M · Option Exercise | −425.28 | — | 425.28 | |
| Phantom Shares Direct | Common Stock233.40 shares | 1/31/2023 | M · Option Exercise | −233.40 | — | 0.00 |