HUME MARK exercised options at BLACKROCK ENERGY & RESOURCES TRUST
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/2/2022ACC: 0000899243-22-004348
+478.51
Net shares
Net buyer
$8.5K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
2.06K acquired · 1.58K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+788.85
Price / share
—
Trade value
—
% of position
New position
1/31/2022
0.00→788.85
Common Stock
Direct
Shares
−788.85
Price / share
$10.80
Trade value
$8.52K
% of position
New position
1/31/2022
788.85→0.00
Total
Net shares
+0.00
Net value
-$8.52K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2022 | M · Option Exercise | +788.85 | — | — | New position | 0.00 | 788.85 |
| Common Stock Direct | 1/31/2022 | D · Disposition | −788.85 | $10.80 | $8.52K | New position | 788.85 | 0.00 |
| Total | +0.00 | -$8.52K | ||||||
Derivative Transactions4
Phantom Shares
Direct
Converts to
Common Stock
1.27K shares
Shares
+1.27K
Strike price
Held after
1.27K
Exercisable
—
1/31/2022
Phantom Shares
Direct
Converts to
Common Stock
404.21 shares
Shares
−404.21
Strike price
Held after
808.43
Exercisable
—
1/31/2022
Phantom Shares
Direct
Converts to
Common Stock
221.83 shares
Shares
−221.83
Strike price
Held after
221.83
Exercisable
—
1/31/2022
Phantom Shares
Direct
Converts to
Common Stock
162.80 shares
Shares
−162.80
Strike price
Held after
0.00
Exercisable
—
1/31/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock1.27K shares | 1/31/2022 | A · Award | +1.27K | — | 1.27K | |
| Phantom Shares Direct | Common Stock404.21 shares | 1/31/2022 | M · Option Exercise | −404.21 | — | 808.43 | |
| Phantom Shares Direct | Common Stock221.83 shares | 1/31/2022 | M · Option Exercise | −221.83 | — | 221.83 | |
| Phantom Shares Direct | Common Stock162.80 shares | 1/31/2022 | M · Option Exercise | −162.80 | — | 0.00 |