HUME MARK exercised options at BLACKROCK ENERGY & RESOURCES TRUST
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/2/2021ACC: 0000899243-21-004347
+789.21
Net shares
Net buyer
$2.7K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
1.52K acquired · 733.22 disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+366.61
Price / share
—
Trade value
—
% of position
New position
1/29/2021
0.00→366.61
Common Stock
Direct
Shares
−366.61
Price / share
$7.30
Trade value
$2.68K
% of position
New position
1/29/2021
366.61→0.00
Total
Net shares
+0.00
Net value
-$2.68K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/29/2021 | M · Option Exercise | +366.61 | — | — | New position | 0.00 | 366.61 |
| Common Stock Direct | 1/29/2021 | D · Disposition | −366.61 | $7.30 | $2.68K | New position | 366.61 | 0.00 |
| Total | +0.00 | -$2.68K | ||||||
Derivative Transactions3
Phantom Shares
Direct
Converts to
Common Stock
1.16K shares
Shares
+1.16K
Strike price
Held after
1.16K
Exercisable
—
1/29/2021
Phantom Shares
Direct
Converts to
Common Stock
211.44 shares
Shares
−211.44
Strike price
Held after
422.88
Exercisable
—
1/29/2021
Phantom Shares
Direct
Converts to
Common Stock
155.17 shares
Shares
−155.17
Strike price
Held after
155.17
Exercisable
—
1/29/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock1.16K shares | 1/29/2021 | A · Award | +1.16K | — | 1.16K | |
| Phantom Shares Direct | Common Stock211.44 shares | 1/29/2021 | M · Option Exercise | −211.44 | — | 422.88 | |
| Phantom Shares Direct | Common Stock155.17 shares | 1/29/2021 | M · Option Exercise | −155.17 | — | 155.17 |