HUME MARK exercised options at BLACKROCK ENERGY & RESOURCES TRUST
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/4/2020ACC: 0000899243-20-003126
+450.11
Net shares
Net buyer
$1.6K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
735.17 acquired · 285.06 disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+142.53
Price / share
—
Trade value
—
% of position
New position
1/31/2020
0.00→142.53
Common Stock
Direct
Shares
−142.53
Price / share
$11.26
Trade value
$1.60K
% of position
New position
1/31/2020
142.53→0.00
Total
Net shares
+0.00
Net value
-$1.60K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2020 | M · Option Exercise | +142.53 | — | — | New position | 0.00 | 142.53 |
| Common Stock Direct | 1/31/2020 | D · Disposition | −142.53 | $11.26 | $1.60K | New position | 142.53 | 0.00 |
| Total | +0.00 | -$1.60K | ||||||
Derivative Transactions2
Phantom Shares
Direct
Converts to
Common Stock
592.64 shares
Shares
+592.64
Strike price
Held after
592.64
Exercisable
—
1/31/2020
Phantom Shares
Direct
Converts to
Common Stock
142.53 shares
Shares
−142.53
Strike price
Held after
285.06
Exercisable
—
1/31/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock592.64 shares | 1/31/2020 | A · Award | +592.64 | — | 592.64 | |
| Phantom Shares Direct | Common Stock142.53 shares | 1/31/2020 | M · Option Exercise | −142.53 | — | 285.06 |