HUGHES OWEN (Interim CEO) exercised options at XOMA ROYALTY CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/23/2025ACC: 0001214659-25-014068
DirectorOfficer· Interim CEO
Since Jan 2023
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
35.57K acquired · 35.57K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+35.57K
Price / share
—
Trade value
—
% of position
56.7%
9/19/2025
62.70K→98.27K
Total
Net shares
+35.57K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/19/2025 | M · Option Exercise | +35.57K | — | — | 56.7% | 62.70K | 98.27K |
| Total | +35.57K | $0.00 | ||||||
Derivative Transactions1
Performance Stock Units
Direct
Converts to
Common Stock
35.57K shares
Shares
−35.57K
Strike price
Held after
132.71K
Exercisable
—
9/19/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance Stock Units Direct | Common Stock35.57K shares | 9/19/2025 | M · Option Exercise | −35.57K | — | 132.71K |
Non-Derivative Holdings (Post-Transaction)2
Depository Shares - 8.375% Series B Cumulative Stock
DirectShares owned2K
Common Stock
IndirectShares owned295.00
Total
2K direct·295.00 indirect2.29K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Depository Shares - 8.375% Series B Cumulative Stock | 2K | Direct |
| Common Stock | 295.00 | Indirect |
| Total | 2.29K | 2K direct·295.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported