HUGHES DUANE

PrivateCIK: 1685081

Location

LOVELAND, OH

HUGHES DUANE (CEO and President) reported 1 transaction at WORKHORSE GROUP INC.

Review the transaction codes below to understand the nature of each event.

HUGHES DUANE

Filed: 7/6/2020ACC: 0001213900-20-016785

InsiderHUGHES DUANECIK 1685081

→

IssuerWORKHORSE GROUP INC.CIK 1425287

DirectorOfficer· CEO and President

Since Feb 2019

-20.69K

Net shares

Net seller

$396.9K

Total sold

0

Open market trades

0B · 0S

1

Total transactions

20.69K disposed

Non-Derivative Transactions1

Common Stock, $0.001 par value per share

Direct

F · Tax Withholding

Shares

−20.69K

Price / share

$19.18

Trade value

$396.85K

% of position

4.9%

5/21/2020

418.29K→397.60K

Total

Net shares

−20.69K

Net value

-$396.85K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $0.001 par value per share Direct	5/21/2020	F · Tax Withholding	−20.69K	$19.18	$396.85K	4.9%	418.29K	397.60K
Total			−20.69K		-$396.85K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Stock Options

Direct

Underlying security

Common Stock, $0.001 par value per share

Underlying shares

20K

Shares owned

20K

Exercise price

1.75

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock, $0.001 par value per share

Underlying shares

400K

Shares owned

400K

Exercise price

5.28

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock, $0.001 par value per share

Underlying shares

50K

Shares owned

50K

Exercise price

0.97

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock, $0.001 par value per share

Underlying shares

25K

Shares owned

25K

Exercise price

4.99

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock, $0.001 par value per share

Underlying shares

22K

Shares owned

22K

Exercise price

7.21

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock, $0.001 par value per share

Underlying shares

1M

Shares owned

1M

Exercise price

0.97

Expiration

—

Exercise window

—

Total

Underlying

1.52M

Owned

1.52M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options Direct	Common Stock, $0.001 par value per share	1.75	—	—	20K	20K
Stock Options Direct	Common Stock, $0.001 par value per share	5.28	—	—	400K	400K
Stock Options Direct	Common Stock, $0.001 par value per share	0.97	—	—	50K	50K
Stock Options Direct	Common Stock, $0.001 par value per share	4.99	—	—	25K	25K
Stock Options Direct	Common Stock, $0.001 par value per share	7.21	—	—	22K	22K
Stock Options Direct	Common Stock, $0.001 par value per share	0.97	—	—	1M	1M
Total					1.52M	1.52M

HUGHES DUANE — Insider Transaction (Form 4) Filed Jul 6, 2020 | Finecho