Filed: 2/8/2019ACC: 0001213900-19-002003
DirectorOfficer· CEO and President
Since Feb 2019
+1.05M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.05M acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2
Stock Options
Direct
Converts to
Common Stock, Par Value $0.001
1M shares
Shares
+1M
Strike price
0.97
Held after
N/A
Exercisable
—
2/4/2019
Stock Options
Direct
Converts to
Common Stock, Par Value $0.001
50K shares
Shares
+50K
Strike price
0.97
Held after
50K
Exercisable
—
2/4/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock, Par Value $0.0011M shares | 2/4/2019 | A · Award | +1M | 0.97 | — | N/A |
| Stock Options Direct | Common Stock, Par Value $0.00150K shares | 2/4/2019 | A · Award | +50K | 0.97 | — | 50K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)4
Stock Options
DirectUnderlying security
Common Stock, Par Value $0.001
Underlying shares
225K
Shares owned
225K
Exercise price
5.28
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock, Par Value $0.001
Underlying shares
20K
Shares owned
20K
Exercise price
4.99
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock, Par Value $0.001
Underlying shares
20K
Shares owned
20K
Exercise price
1.75
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock, Par Value $0.001
Underlying shares
22K
Shares owned
22K
Exercise price
7.21
Expiration
—
Exercise window
—
Total
Underlying
287K
Owned
287K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock, Par Value $0.001 | 5.28 | — | — | 225K | 225K |
| Stock Options Direct | Common Stock, Par Value $0.001 | 4.99 | — | — | 20K | 20K |
| Stock Options Direct | Common Stock, Par Value $0.001 | 1.75 | — | — | 20K | 20K |
| Stock Options Direct | Common Stock, Par Value $0.001 | 7.21 | — | — | 22K | 22K |
| Total | 287K | 287K | ||||