HUBACKER ANDREW (CAO) exercised options at UWM HOLDINGS CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

HUBACKER ANDREW

Filed: 9/6/2023ACC: 0001841846-23-000009

InsiderHUBACKER ANDREWCIK 1841846

→

IssuerUWM HOLDINGS CORPCIK 1783398

Officer· CAO

Since Jan 2021

-1.08K

Net shares

Net seller

$6.4K

Total sold

Open market trades

0B · 0S

Total transactions

3.75K acquired · 4.83K disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

M · Option Exercise

+3.75K

Price / share

—

Trade value

—

% of position

232.6%

9/1/2023

1.61K→5.36K

Class A Common Stock

Direct

F · Tax Withholding

−1.08K

Price / share

$5.89

Trade value

$6.38K

% of position

20.2%

9/5/2023

5.36K→4.28K

Total

Net shares

+2.67K

Net value

-$6.38K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	9/1/2023	M · Option Exercise	+3.75K	—	—	232.6%	1.61K	5.36K
Class A Common Stock Direct	9/5/2023	F · Tax Withholding	−1.08K	$5.89	$6.38K	20.2%	5.36K	4.28K
Total			+2.67K		-$6.38K

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

3.75K shares

−3.75K

Strike price

Held after

11.25K

Exercisable

—

9/1/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock3.75K shares	9/1/2023	M · Option Exercise	−3.75K		—	11.25K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)3

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

7.84K

Shares owned

7.84K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

2.41K

Shares owned

2.41K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

26.43K

Shares owned

26.43K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

36.68K

Owned

36.68K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Class A Common Stock	—	—	7.84K	7.84K
Restricted Stock Units Direct	Class A Common Stock	—	—	2.41K	2.41K
Restricted Stock Units Direct	Class A Common Stock	—	—	26.43K	26.43K
Total				36.68K	36.68K