HUANG JAMES

PrivateCIK: 1573160
Location

ROCKVILLE, MD

HUANG JAMES reported 1 transaction at WINDTREE THERAPEUTICS INC /DE/

Review the transaction codes below to understand the nature of each event.

InsiderHUANG JAMESCIK 1573160
Director10% Owner
Since Dec 2018
+2.22M
Net shares
Net buyer
$156.9K
Total acquired
0
Open market trades
0B · 0S
8
Total transactions
4.45M acquired · 2.22M disposed
Non-Derivative Transactions1

Common Stock

Indirect
X · X

Shares

+1.11M

Price / share

$0.14

Trade value

$156.95K

% of position

47.6%
2/22/2023
2.34M3.45M
Total

Net shares

+1.11M

Net value

$156.95K

Derivative Transactions7

Warrants (right to purchase)

Indirect
D · Disposition
Converts to

Common Stock

275.86K shares

Shares

275.86K

Strike price

7.975

Held after

0.00

Exercisable

2/22/2023

Warrants (right to purchase)

Indirect
D · Disposition
Converts to

Common Stock

275.94K shares

Shares

275.94K

Strike price

12.09

Held after

0.00

Exercisable

2/22/2023

Warrants (right to purchase)

Indirect
D · Disposition
Converts to

Common Stock

498.01K shares

Shares

498.01K

Strike price

12.15

Held after

0.00

Exercisable

2/22/2023

Warrants (right to purchase)

Indirect
D · Disposition
Converts to

Common Stock

62.50K shares

Shares

62.50K

Strike price

12.00

Held after

0.00

Exercisable

2/22/2023

Warrants (right to purchase)

Indirect
A · Award
Converts to

Common Stock

1.11M shares

Shares

+1.11M

Strike price

0.1411

Held after

1.11M

Exercisable

2/22/2023

Warrants (right to purchase)

Indirect
X · X
Converts to

Common Stock

1.11M shares

Shares

1.11M

Strike price

0.1411

Held after

0.00

Exercisable

2/22/2023

Warrants (right to purchase)

Indirect
A · Award
Converts to

Common Stock

2.22M shares

Shares

+2.22M

Strike price

0.2152

Held after

2.22M

Exercisable

2/22/2023
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Direct
Shares owned296.28K
Total
296.28K direct296.28K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
HUANG JAMES — Insider Transaction (Form 4) Filed Feb 23, 2023 | Finecho