HU MEI MEI

PrivateCIK: 1890585

Location

DALLAS, TX

HU MEI MEI (See Remarks) purchased 17.50K shares of VAXXINITY, INC. on the open market

Open‑market purchase worth $241.9K. The strongest form of insider conviction signal.

P · 1 purchase

HU MEI MEI

Filed: 11/15/2021ACC: 0000899243-21-044643

InsiderHU MEI MEICIK 1890585

→

IssuerVAXXINITY, INC.CIK 1851657

DirectorOfficer10% Owner· See Remarks

Since Nov 2021

-2.61M

Net shares

Net seller

$241.9K

Total acquired

1

Open market trades

1B · 0S

7

Total transactions

4.75M acquired · 7.36M disposed

Non-Derivative Transactions4

Class A common stock

Indirect

P · Purchase

Shares

+17.50K

Price / share

$13.82

Trade value

$241.92K

% of position

New position

11/12/2021

0.00→17.50K

Class A common stock

Indirect

C · Conversion

Shares

+271.65K

Price / share

—

Trade value

—

% of position

New position

11/15/2021

0.00→271.65K

Class A common stock

Indirect

C · Conversion

Shares

+247.05K

Price / share

—

Trade value

—

% of position

0.5%

11/15/2021

51.34M→51.59M

Class A common stock

Indirect

C · Conversion

Shares

+4.21M

Price / share

—

Trade value

—

% of position

New position

11/15/2021

0.00→4.21M

Total

Net shares

+4.75M

Net value

$241.92K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A common stock Indirect	11/12/2021	P · Purchase	+17.50K	$13.82	$241.92K	New position	0.00	17.50K
Class A common stock Indirect	11/15/2021	C · Conversion	+271.65K	—	—	New position	0.00	271.65K
Class A common stock Indirect	11/15/2021	C · Conversion	+247.05K	—	—	0.5%	51.34M	51.59M
Class A common stock Indirect	11/15/2021	C · Conversion	+4.21M	—	—	New position	0.00	4.21M
Total			+4.75M		$241.92K

Derivative Transactions3

Series A preferred stock

Indirect

C · Conversion

Converts to

Class A common stock

271.65K shares

Shares

−422.70K

Strike price

Held after

0.00

Exercisable

—

11/15/2021

Series A preferred stock

Indirect

C · Conversion

Converts to

Class A common stock

247.05K shares

Shares

−384.41K

Strike price

Held after

0.00

Exercisable

—

11/15/2021

Series A preferred stock

Indirect

C · Conversion

Converts to

Class A common stock

4.21M shares

Shares

−6.55M

Strike price

Held after

0.00

Exercisable

—

11/15/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Series A preferred stock Indirect	Class A common stock271.65K shares	11/15/2021	C · Conversion	−422.70K		—	0.00
Series A preferred stock Indirect	Class A common stock247.05K shares	11/15/2021	C · Conversion	−384.41K		—	0.00
Series A preferred stock Indirect	Class A common stock4.21M shares	11/15/2021	C · Conversion	−6.55M		—	0.00

Non-Derivative Holdings (Post-Transaction)2

Class B common stock

Direct

Shares owned5.52M

Class B common stock

Indirect

Shares owned3.96M

Total

5.52M direct·3.96M indirect9.47M

Security Title	Shares Owned	Ownership Type
Class B common stock	5.52M	Direct
Class B common stock	3.96M	Indirect
Total	9.47M	5.52M direct·3.96M indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported

HU MEI MEI — Insider Transaction (Form 4) Filed Nov 15, 2021 | Finecho