HSU FRANK J. (Chief Medical Officer) reported 1 transaction at APEXIGEN, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 8/25/2023ACC: 0001209191-23-047436
Officer· Chief Medical Officer
Since Jul 2022
-268.23K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
268.23K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−16.35K
Price / share
—
Trade value
—
% of position
New position
8/23/2023
16.35K→0.00
Total
Net shares
−16.35K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/23/2023 | D · Disposition | −16.35K | — | — | New position | 16.35K | 0.00 |
| Total | −16.35K | $0.00 | ||||||
Derivative Transactions2
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
224.87K shares
Shares
−224.87K
Strike price
4.79
Held after
0.00
Exercisable
—
8/23/2023
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
27K shares
Shares
−27K
Strike price
2.46
Held after
0.00
Exercisable
—
8/23/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock224.87K shares | 8/23/2023 | D · Disposition | −224.87K | 4.79 | — | 0.00 |
| Employee Stock Option (right to buy) Direct | Common Stock27K shares | 8/23/2023 | D · Disposition | −27K | 2.46 | — | 0.00 |