HSIAO CHAO enters ONCOTELIC THERAPEUTICS, INC. with 2.99M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 5/2/2019ACC: 0001683168-19-001351
2.99M
Baseline shares
100% direct
2.99M
Direct ownership
1 position
14.07M
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned2.99M
Total
2.99M direct2.99M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.99M | Direct |
| Total | 2.99M | 2.99M direct |
Derivative Holdings1
Series A Convertible Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
14.07M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
14.07M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series A Convertible Preferred Stock Direct | Common Stock | — | — | 14.07M | N/A | |
| Total | 14.07M | 0.00 | ||||