HRUBY RAYMOND A. JR. (EVP, Business Development) exercised options at NOS4-1, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/19/2022ACC: 0001104659-22-062912
Officer· EVP, Business Development
Since Nov 2021
-10.63K
Net shares
Net seller
$15.8K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
37.50K acquired · 48.13K disposed
Non-Derivative Transactions2
Common Stock, $0.01 par value per share
Direct
Shares
+37.50K
Price / share
—
Trade value
—
% of position
125.0%
5/17/2022
30K→67.50K
Common Stock, $0.01 par value per share
Direct
Shares
−10.63K
Price / share
$1.49
Trade value
$15.85K
% of position
15.8%
5/17/2022
67.50K→56.87K
Total
Net shares
+26.86K
Net value
-$15.85K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per share Direct | 5/17/2022 | M · Option Exercise | +37.50K | — | — | 125.0% | 30K | 67.50K |
| Common Stock, $0.01 par value per share Direct | 5/17/2022 | F · Tax Withholding | −10.63K | $1.49 | $15.85K | 15.8% | 67.50K | 56.87K |
| Total | +26.86K | -$15.85K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
37.50K shares
Shares
−37.50K
Strike price
Held after
0.00
Exercisable
—
5/17/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock37.50K shares | 5/17/2022 | M · Option Exercise | −37.50K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
15.28K
Shares owned
15.28K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
15.28K
Owned
15.28K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock | — | — | 15.28K | 15.28K | |
| Total | 15.28K | 15.28K | ||||