HRUBY DENNIS E (VP & Chief Scientific Officer) exercised options at SIGA TECHNOLOGIES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

HRUBY DENNIS E

Filed: 9/13/2018ACC: 0001140361-18-038417

InsiderHRUBY DENNIS ECIK 1301548

→

IssuerSIGA TECHNOLOGIES INCCIK 1010086

Officer· VP & Chief Scientific Officer

Since Sep 2018

-73.17K

Net shares

Net seller

$385.6K

Total sold

Open market trades

0B · 0S

Total transactions

93.17K acquired · 166.35K disposed

Non-Derivative Transactions6

Common Stock, par value $.0001 per share

Direct

M · Option Exercise

+18.17K

Price / share

$3.53

Trade value

$64.15K

% of position

8.7%

9/11/2018

208.14K→226.31K

Common Stock, par value $.0001 per share

Direct

F · Tax Withholding

−8.85K

Price / share

$7.16

Trade value

$63.39K

% of position

3.9%

9/11/2018

226.31K→217.46K

Common Stock, par value $.0001 per share

Direct

M · Option Exercise

+50K

Price / share

$4.70

Trade value

$235K

% of position

23.0%

9/11/2018

217.46K→267.46K

Common Stock, par value $.0001 per share

Direct

F · Tax Withholding

−32.82K

Price / share

$7.16

Trade value

$235K

% of position

12.3%

9/11/2018

267.46K→234.64K

Common Stock, par value $.0001 per share

Direct

M · Option Exercise

+25K

Price / share

—

Trade value

—

% of position

10.7%

9/11/2018

234.64K→259.64K

Common Stock, par value $.0001 per share

Direct

F · Tax Withholding

−12.18K

Price / share

$7.16

Trade value

$87.17K

% of position

4.7%

9/11/2018

259.64K→247.47K

Total

Net shares

+39.33K

Net value

-$86.40K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, par value $.0001 per share Direct	9/11/2018	M · Option Exercise	+18.17K	$3.53	$64.15K	8.7%	208.14K	226.31K
Common Stock, par value $.0001 per share Direct	9/11/2018	F · Tax Withholding	−8.85K	$7.16	$63.39K	3.9%	226.31K	217.46K
Common Stock, par value $.0001 per share Direct	9/11/2018	M · Option Exercise	+50K	$4.70	$235K	23.0%	217.46K	267.46K
Common Stock, par value $.0001 per share Direct	9/11/2018	F · Tax Withholding	−32.82K	$7.16	$235K	12.3%	267.46K	234.64K
Common Stock, par value $.0001 per share Direct	9/11/2018	M · Option Exercise	+25K	—	—	10.7%	234.64K	259.64K
Common Stock, par value $.0001 per share Direct	9/11/2018	F · Tax Withholding	−12.18K	$7.16	$87.17K	4.7%	259.64K	247.47K
Total			+39.33K		-$86.40K

Derivative Transactions3

Stock-Settled Stock Appreciation Rights

Direct

M · Option Exercise

Converts to

Common Stock, par value $.0001 per share

37.50K shares

−37.50K

Strike price

3.53

Held after

0.00

Exercisable

—

9/11/2018

Stock Option (Right to buy)

Direct

M · Option Exercise

Converts to

Common Stock, par value $.0001 per share

50K shares

−50K

Strike price

4.7

Held after

0.00

Exercisable

—

9/11/2018

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, par value $.0001 per share

25K shares

−25K

Strike price

Held after

0.00

Exercisable

—

9/11/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock-Settled Stock Appreciation Rights Direct	Common Stock, par value $.0001 per share37.50K shares	9/11/2018	M · Option Exercise	−37.50K	3.53	—
Stock Option (Right to buy) Direct	Common Stock, par value $.0001 per share50K shares	9/11/2018	M · Option Exercise	−50K	4.7	—
Restricted Stock Units Direct	Common Stock, par value $.0001 per share25K shares	9/11/2018	M · Option Exercise	−25K		—