HOWES BARBARA (Chief Human Resource Officer) reported 1 transaction at PLIANT THERAPEUTICS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 6/9/2020ACC: 0000899243-20-015876
Officer· Chief Human Resource Officer
Since Jun 2020
+11.40K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
38.73K acquired · 27.32K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+3.82K
Price / share
—
Trade value
—
% of position
18.2%
6/5/2020
20.98K→24.80K
Total
Net shares
+3.82K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/5/2020 | C · Conversion | +3.82K | — | — | 18.2% | 20.98K | 24.80K |
| Total | +3.82K | $0.00 | ||||||
Derivative Transactions3
Series C Preferred Stock
Direct
Converts to
Common Stock
3.82K shares
Shares
+27.32K
Strike price
Held after
27.32K
Exercisable
—
2/27/2020
Stock Option (right to buy)
Direct
Converts to
Common Stock
7.58K shares
Shares
+7.58K
Strike price
6.22
Held after
7.58K
Exercisable
—
3/31/2020
Series C Preferred Stock
Direct
Converts to
Common Stock
3.82K shares
Shares
−27.32K
Strike price
Held after
0.00
Exercisable
—
6/5/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series C Preferred Stock Direct | Common Stock3.82K shares | 2/27/2020 | A · Award | +27.32K | — | 27.32K | |
| Stock Option (right to buy) Direct | Common Stock7.58K shares | 3/31/2020 | A · Award | +7.58K | 6.22 | — | 7.58K |
| Series C Preferred Stock Direct | Common Stock3.82K shares | 6/5/2020 | C · Conversion | −27.32K | — | 0.00 |