HOWE ALAN B exercised options at RESONANT INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 6/9/2021ACC: 0001104659-21-079007
+19.79K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
46.24K acquired · 26.45K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+13.74K
Price / share
—
Trade value
—
% of position
32.1%
6/7/2021
42.74K→56.47K
Common Stock
Direct
Shares
+12.71K
Price / share
—
Trade value
—
% of position
22.5%
6/7/2021
56.47K→69.18K
Total
Net shares
+26.45K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/7/2021 | M · Option Exercise | +13.74K | — | — | 32.1% | 42.74K | 56.47K |
| Common Stock Direct | 6/7/2021 | M · Option Exercise | +12.71K | — | — | 22.5% | 56.47K | 69.18K |
| Total | +26.45K | $0.00 | ||||||
Derivative Transactions3
Restricted Stock Units
Direct
Converts to
Common Stock
13.74K shares
Shares
−13.74K
Strike price
Held after
0.00
Exercisable
—
6/7/2021
Restricted Stock Units
Direct
Converts to
Common Stock
12.71K shares
Shares
−12.71K
Strike price
Held after
12.71K
Exercisable
—
6/7/2021
Restricted Stock Units
Direct
Converts to
Common Stock
19.79K shares
Shares
+19.79K
Strike price
Held after
19.79K
Exercisable
—
6/8/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock13.74K shares | 6/7/2021 | M · Option Exercise | −13.74K | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock12.71K shares | 6/7/2021 | M · Option Exercise | −12.71K | — | 12.71K | |
| Restricted Stock Units Direct | Common Stock19.79K shares | 6/8/2021 | A · Award | +19.79K | — | 19.79K |