HOWE ALAN B exercised options at RESONANT INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 6/10/2020ACC: 0001104659-20-072145
+25.42K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
51.16K acquired · 25.74K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+12K
Price / share
—
Trade value
—
% of position
100.0%
6/8/2020
12K→24K
Common Stock
Direct
Shares
+13.74K
Price / share
—
Trade value
—
% of position
57.2%
6/8/2020
24K→37.74K
Total
Net shares
+25.74K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/8/2020 | M · Option Exercise | +12K | — | — | 100.0% | 12K | 24K |
| Common Stock Direct | 6/8/2020 | M · Option Exercise | +13.74K | — | — | 57.2% | 24K | 37.74K |
| Total | +25.74K | $0.00 | ||||||
Derivative Transactions3
Restricted Stock Units
Direct
Converts to
Common Stock
12K shares
Shares
−12K
Strike price
Held after
0.00
Exercisable
—
6/8/2020
Restricted Stock Units
Direct
Converts to
Common Stock
13.74K shares
Shares
−13.74K
Strike price
Held after
13.74K
Exercisable
—
6/8/2020
Restricted Stock Units
Direct
Converts to
Common Stock
25.42K shares
Shares
+25.42K
Strike price
Held after
25.42K
Exercisable
—
6/9/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock12K shares | 6/8/2020 | M · Option Exercise | −12K | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock13.74K shares | 6/8/2020 | M · Option Exercise | −13.74K | — | 13.74K | |
| Restricted Stock Units Direct | Common Stock25.42K shares | 6/9/2020 | A · Award | +25.42K | — | 25.42K |