HOWARTH ALEX G. (Chief Operating Officer) reported 1 transaction at AKCEA THERAPEUTICS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 10/13/2020ACC: 0001209191-20-054615
Officer· Chief Operating Officer
Since Dec 2019
-401K
Net shares
Net seller
$1.21M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
401K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−66.80K
Price / share
$18.15
Trade value
$1.21M
% of position
New position
10/12/2020
66.80K→0.00
Total
Net shares
−66.80K
Net value
-$1.21M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/12/2020 | U · U | −66.80K | $18.15 | $1.21M | New position | 66.80K | 0.00 |
| Total | −66.80K | -$1.21M | ||||||
Derivative Transactions2
Stock Option (right to buy)
Direct
Converts to
Common Stock
300K shares
Shares
−300K
Strike price
17.94
Held after
0.00
Exercisable
—
10/12/2020
Stock Option (right to buy)
Direct
Converts to
Common Stock
34.20K shares
Shares
−34.20K
Strike price
12.76
Held after
0.00
Exercisable
—
10/12/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock300K shares | 10/12/2020 | D · Disposition | −300K | 17.94 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock34.20K shares | 10/12/2020 | D · Disposition | −34.20K | 12.76 | — | 0.00 |