HOWARD GRETCHEN (Chief Operating Officer) exercised options at ROBINHOOD MARKETS, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

HOWARD GRETCHEN

Filed: 10/29/2021ACC: 0001783879-21-000064

InsiderHOWARD GRETCHENCIK 1867437

→

IssuerROBINHOOD MARKETS, INC.CIK 1783879

Officer· Chief Operating Officer

Since Jul 2021

-55.60K

Net shares

Net seller

$1.97M

Total sold

Open market trades

0B · 0S

Total transactions

112.15K acquired · 167.75K disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

M · Option Exercise

+112.15K

Price / share

—

Trade value

—

% of position

51.1%

10/27/2021

219.30K→331.45K

Class A Common Stock

Direct

F · Tax Withholding

−55.60K

Price / share

$35.44

Trade value

$1.97M

% of position

16.8%

10/27/2021

331.45K→275.84K

Total

Net shares

+56.54K

Net value

-$1.97M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	10/27/2021	M · Option Exercise	+112.15K	—	—	51.1%	219.30K	331.45K
Class A Common Stock Direct	10/27/2021	F · Tax Withholding	−55.60K	$35.44	$1.97M	16.8%	331.45K	275.84K
Total			+56.54K		-$1.97M

Derivative Transactions4

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

24.64K shares

−24.64K

Strike price

Held after

123.21K

Exercisable

—

10/27/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

36.96K shares

−36.96K

Strike price

Held after

258.75K

Exercisable

—

10/27/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

30.38K shares

−30.38K

Strike price

Held after

273.43K

Exercisable

—

10/27/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

20.16K shares

−20.16K

Strike price

Held after

262.10K

Exercisable

—

10/27/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock24.64K shares	10/27/2021	M · Option Exercise	−24.64K	—	123.21K
Restricted Stock Units Direct	Class A Common Stock36.96K shares	10/27/2021	M · Option Exercise	−36.96K	—	258.75K
Restricted Stock Units Direct	Class A Common Stock30.38K shares	10/27/2021	M · Option Exercise	−30.38K	—	273.43K
Restricted Stock Units Direct	Class A Common Stock20.16K shares	10/27/2021	M · Option Exercise	−20.16K	—	262.10K

Non-Derivative Holdings (Post-Transaction)1

Class A Common Stock

Indirect

Shares owned172.06K

Total

172.06K indirect172.06K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	172.06K	Indirect
Total	172.06K	172.06K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported