Filed: 11/9/2023ACC: 0001802879-23-000004
📋 What this filing means
HOULIHAN FINANCIAL RESOURCE GROUP, LTD. filed this quarterly 13F‑HR report disclosing 94 equity positions with a total reported market value of $186.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
94
Positions
$186.8K
Total AUM (reported)
2.68M
Total Shares
Allocation by class
COM$32.7K17.5%
TR UNIT$18.0K9.6%
CORE S&P SCP ETF$11.0K5.9%
ULTRA SHRT INC$11.0K5.9%
SHORT TRM BOND$8.1K4.3%
MID CAP ETF$7.1K3.8%
IBONDS DEC24 ETF$6.2K3.3%
Portfolio Concentration
Top 3$40.0K21.4%
4–10$43.9K23.5%
11–25$54.6K29.2%
Rest$48.3K25.8%
Top 3 weight
21.4%
Top 10 weight
44.9%
Voting Authority Distribution
Total shares with voting rights: 2.68M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.68M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole94
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings94
Rows:
SPDR S&P 500 ETF TR
SOLEShares42.53K
TypeSH
Market value$18.0K
9.63%
Sole
0.00
Shared
0.00
None
42.53K
ISHARES TR
SOLEShares120.35K
TypeSH
Market value$11.0K
5.90%
Sole
0.00
Shared
0.00
None
120.35K
J P MORGAN EXCHANGE TRADED F
SOLEShares218.64K
TypeSH
Market value$11.0K
5.87%
Sole
0.00
Shared
0.00
None
218.64K
VANGUARD BD INDEX FDS
SOLEShares107.78K
TypeSH
Market value$8.1K
4.33%
Sole
0.00
Shared
0.00
None
107.78K
VANGUARD INDEX FDS
SOLEShares34.86K
TypeSH
Market value$7.1K
3.79%
Sole
0.00
Shared
0.00
None
34.86K
ISHARES TR
SOLEShares251.44K
TypeSH
Market value$6.2K
3.33%
Sole
0.00
Shared
0.00
None
251.44K
ISHARES TR
SOLEShares245.03K
TypeSH
Market value$6.2K
3.33%
Sole
0.00
Shared
0.00
None
245.03K
ISHARES TR
SOLEShares226.70K
TypeSH
Market value$5.5K
2.96%
Sole
0.00
Shared
0.00
None
226.70K
MICROSOFT CORP
SOLEShares16.78K
TypeSH
Market value$5.4K
2.90%
Sole
0.00
Shared
0.00
None
16.78K
ISHARES TR
SOLEShares109.84K
TypeSH
Market value$5.4K
2.88%
Sole
0.00
Shared
0.00
None
109.84K
ALPHABET INC
SOLEShares41.90K
TypeSH
Market value$5.3K
2.86%
Sole
0.00
Shared
0.00
None
41.90K
SPDR SER TR
SOLEShares42.45K
TypeSH
Market value$4.8K
2.58%
Sole
0.00
Shared
0.00
None
42.45K
ISHARES TR
SOLEShares161.74K
TypeSH
Market value$4.8K
2.55%
Sole
0.00
Shared
0.00
None
161.74K
ISHARES TR
SOLEShares10.69K
TypeSH
Market value$4.5K
2.43%
Sole
0.00
Shared
0.00
None
10.69K
ISHARES TR
SOLEShares40.72K
TypeSH
Market value$4.0K
2.12%
Sole
0.00
Shared
0.00
None
40.72K
AMAZON COM INC
SOLEShares28.22K
TypeSH
Market value$3.7K
1.97%
Sole
0.00
Shared
0.00
None
28.22K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares7.67K
TypeSH
Market value$3.4K
1.83%
Sole
0.00
Shared
0.00
None
7.67K
ISHARES TR
SOLEShares138.65K
TypeSH
Market value$3.2K
1.73%
Sole
0.00
Shared
0.00
None
138.65K
APPLE INC
SOLEShares18.67K
TypeSH
Market value$3.2K
1.71%
Sole
0.00
Shared
0.00
None
18.67K
MASTERCARD INCORPORATED
SOLEShares7.93K
TypeSH
Market value$3.1K
1.64%
Sole
0.00
Shared
0.00
None
7.93K
VANGUARD INDEX FDS
SOLEShares23.39K
TypeSH
Market value$3.0K
1.61%
Sole
0.00
Shared
0.00
None
23.39K
ISHARES TR
SOLEShares41.67K
TypeSH
Market value$3.0K
1.61%
Sole
0.00
Shared
0.00
None
41.67K
VANGUARD BD INDEX FDS
SOLEShares41.74K
TypeSH
Market value$3.0K
1.60%
Sole
0.00
Shared
0.00
None
41.74K
VANGUARD INDEX FDS
SOLEShares10.40K
TypeSH
Market value$2.8K
1.50%
Sole
0.00
Shared
0.00
None
10.40K
VISA INC
SOLEShares11.94K
TypeSH
Market value$2.8K
1.49%
Sole
0.00
Shared
0.00
None
11.94K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 42.53K | SH | $18.0K 9.63% | 0.00 | 0.00 | 42.53K |
ISHARES TRSOLE | CORE S&P SCP ETF | 120.35K | SH | $11.0K 5.90% | 0.00 | 0.00 | 120.35K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 218.64K | SH | $11.0K 5.87% | 0.00 | 0.00 | 218.64K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 107.78K | SH | $8.1K 4.33% | 0.00 | 0.00 | 107.78K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 34.86K | SH | $7.1K 3.79% | 0.00 | 0.00 | 34.86K |
ISHARES TRSOLE | IBONDS DEC24 ETF | 251.44K | SH | $6.2K 3.33% | 0.00 | 0.00 | 251.44K |
ISHARES TRSOLE | IBONDS DEC23 ETF | 245.03K | SH | $6.2K 3.33% | 0.00 | 0.00 | 245.03K |
ISHARES TRSOLE | IBONDS DEC25 ETF | 226.70K | SH | $5.5K 2.96% | 0.00 | 0.00 | 226.70K |
MICROSOFT CORPSOLE | COM | 16.78K | SH | $5.4K 2.90% | 0.00 | 0.00 | 16.78K |
ISHARES TRSOLE | CORE DIV GRWTH | 109.84K | SH | $5.4K 2.88% | 0.00 | 0.00 | 109.84K |
ALPHABET INCSOLE | CAP STK CL A | 41.90K | SH | $5.3K 2.86% | 0.00 | 0.00 | 41.90K |
SPDR SER TRSOLE | S&P DIVID ETF | 42.45K | SH | $4.8K 2.58% | 0.00 | 0.00 | 42.45K |
ISHARES TRSOLE | PFD AND INCM SEC | 161.74K | SH | $4.8K 2.55% | 0.00 | 0.00 | 161.74K |
ISHARES TRSOLE | CORE S&P500 ETF | 10.69K | SH | $4.5K 2.43% | 0.00 | 0.00 | 10.69K |
ISHARES TRSOLE | CORE HIGH DV ETF | 40.72K | SH | $4.0K 2.12% | 0.00 | 0.00 | 40.72K |
AMAZON COM INCSOLE | COM | 28.22K | SH | $3.7K 1.97% | 0.00 | 0.00 | 28.22K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 7.67K | SH | $3.4K 1.83% | 0.00 | 0.00 | 7.67K |
ISHARES TRSOLE | IBONDS DEC2026 | 138.65K | SH | $3.2K 1.73% | 0.00 | 0.00 | 138.65K |
APPLE INCSOLE | COM | 18.67K | SH | $3.2K 1.71% | 0.00 | 0.00 | 18.67K |
MASTERCARD INCORPORATEDSOLE | CL A | 7.93K | SH | $3.1K 1.64% | 0.00 | 0.00 | 7.93K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 23.39K | SH | $3.0K 1.61% | 0.00 | 0.00 | 23.39K |
ISHARES TRSOLE | MSCI USA MIN VOL | 41.67K | SH | $3.0K 1.61% | 0.00 | 0.00 | 41.67K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 41.74K | SH | $3.0K 1.60% | 0.00 | 0.00 | 41.74K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 10.40K | SH | $2.8K 1.50% | 0.00 | 0.00 | 10.40K |
VISA INCSOLE | COM CL A | 11.94K | SH | $2.8K 1.49% | 0.00 | 0.00 | 11.94K |
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