HOUK MATTHEW D reported 1 transaction at EMERGENT CAPITAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 10/2/2019ACC: 0000932440-19-000057
-3.10M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3.10M disposed
Non-Derivative Transactions1
Common Stock, par value $0.01 per share
Indirect
Shares
−2.50M
Price / share
—
Trade value
—
% of position
New position
9/30/2019
2.50M→0.00
Total
Net shares
−2.50M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share Indirect | 9/30/2019 | J · J | −2.50M | — | — | New position | 2.50M | 0.00 |
| Total | −2.50M | $0.00 | ||||||
Derivative Transactions1
Warrants (right to buy)
Indirect
Converts to
Common Stock, par value $0.01 per share
600K shares
Shares
−600K
Strike price
.20
Held after
0.00
Exercisable
—
9/30/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants (right to buy) Indirect | Common Stock, par value $0.01 per share600K shares | 9/30/2019 | J · J | −600K | .20 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)5
Common Stock, par value $0.01 per share
IndirectShares owned7.29K
Common Stock, par value $0.01 per share
DirectShares owned37.92K
Common Stock, par value $0.01 per share
IndirectShares owned7.98K
Common Stock, par value $0.01 per share
IndirectShares owned32.14K
Common Stock, par value $0.01 per share
IndirectShares owned207.12K
Total
37.92K direct·254.53K indirect292.44K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.01 per share | 7.29K | Indirect |
| Common Stock, par value $0.01 per share | 37.92K | Direct |
| Common Stock, par value $0.01 per share | 7.98K | Indirect |
| Common Stock, par value $0.01 per share | 32.14K | Indirect |
| Common Stock, par value $0.01 per share | 207.12K | Indirect |
| Total | 292.44K | 37.92K direct·254.53K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported