HORVATH SUSAN (V.P. of Finance & CFO) reported 1 transaction at PANBELA THERAPEUTICS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 7/2/2019ACC: 0001437749-19-013384
Officer· V.P. of Finance & CFO
Since Dec 2018
-16.54K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
7.08K acquired · 23.63K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+7.08K
Price / share
—
Trade value
—
% of position
New position
6/30/2019
0.00→7.08K
Total
Net shares
+7.08K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/30/2019 | C · Conversion | +7.08K | — | — | New position | 0.00 | 7.08K |
| Total | +7.08K | $0.00 | ||||||
Derivative Transactions1
Convertible Promissory Note
Direct
Converts to
Common Stock
7.08K shares
Shares
−23.63K
Strike price
3.50
Held after
0.00
Exercisable
—
6/30/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Promissory Note Direct | Common Stock7.08K shares | 6/30/2019 | C · Conversion | −23.63K | 3.50 | — | 0.00 |