HORVATH MATTHEW R. (CFO) exercised options at STONERIDGE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/5/2024ACC: 0001043337-24-000011
-2.94K
Net shares
Net seller
$51.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
6.44K acquired · 9.38K disposed
Non-Derivative Transactions2
Common Shares, without par value
Direct
Shares
+6.44K
Price / share
—
Trade value
—
% of position
215.6%
3/1/2024
2.99K→9.42K
Common Shares, without par value
Direct
Shares
−2.94K
Price / share
$17.66
Trade value
$51.94K
% of position
31.2%
3/1/2024
9.42K→6.48K
Total
Net shares
+3.50K
Net value
-$51.94K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Shares, without par value Direct | 3/1/2024 | M · Option Exercise | +6.44K | — | — | 215.6% | 2.99K | 9.42K |
| Common Shares, without par value Direct | 3/1/2024 | F · Tax Withholding | −2.94K | $17.66 | $51.94K | 31.2% | 9.42K | 6.48K |
| Total | +3.50K | -$51.94K | ||||||
Derivative Transactions1
Share Units
Direct
Converts to
Common Shares, without par value
6.44K shares
Shares
−6.44K
Strike price
Held after
16.48K
Exercisable
—
3/1/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Share Units Direct | Common Shares, without par value6.44K shares | 3/1/2024 | M · Option Exercise | −6.44K | — | 16.48K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Phantom Shares
DirectUnderlying security
Common Shares, without par value
Underlying shares
29.10K
Shares owned
29.10K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
29.10K
Owned
29.10K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Shares, without par value | — | — | 29.10K | 29.10K | |
| Total | 29.10K | 29.10K | ||||