HOROWITZ EDWARD D exercised options at QUMU CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/1/2020ACC: 0000892482-20-000052
+17.35K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
42.35K acquired · 25K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+25K
Price / share
—
Trade value
—
% of position
250.0%
9/29/2020
10K→35K
Total
Net shares
+25K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/29/2020 | M · Option Exercise | +25K | — | — | 250.0% | 10K | 35K |
| Total | +25K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
Held after
0.00
Exercisable
—
9/29/2020
Restricted Stock Units
Direct
Converts to
Common Stock
17.35K shares
Shares
+17.35K
Strike price
Held after
17.35K
Exercisable
—
9/30/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock25K shares | 9/29/2020 | M · Option Exercise | −25K | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock17.35K shares | 9/30/2020 | A · Award | +17.35K | — | 17.35K |