HOROWITZ COREY M (CEO and Chairman) exercised options at NETWORK-1 TECHNOLOGIES, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/26/2024ACC: 0001072613-24-000345
DirectorOfficer10% Owner· CEO and Chairman
Since Jul 2018
+126.50K
Net shares
Net buyer
$49.1K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
150K acquired · 23.50K disposed
Non-Derivative Transactions2
Common Stock, $.01 par value per share
Direct
Shares
+75K
Price / share
—
Trade value
—
% of position
1.9%
3/22/2024
3.93M→4.01M
Common Stock, $.01 par value per share
Direct
Shares
−23.50K
Price / share
$2.09
Trade value
$49.13K
% of position
0.6%
3/22/2024
4.01M→3.98M
Total
Net shares
+51.49K
Net value
-$49.13K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per share Direct | 3/22/2024 | M · Option Exercise | +75K | — | — | 1.9% | 3.93M | 4.01M |
| Common Stock, $.01 par value per share Direct | 3/22/2024 | F · Tax Withholding | −23.50K | $2.09 | $49.13K | 0.6% | 4.01M | 3.98M |
| Total | +51.49K | -$49.13K | ||||||
Derivative Transactions1
Restricted stock units
Direct
Converts to
Common Stock
75K shares
Shares
+75K
Strike price
Held after
425K
Exercisable
—
3/22/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted stock units Direct | Common Stock75K shares | 3/22/2024 | M · Option Exercise | +75K | — | 425K |
Non-Derivative Holdings (Post-Transaction)5
Common Stock, $.01 par value per share
IndirectShares owned67.47K
Common Stock, $.01 par value per share
IndirectShares owned2.29K
Common Stock, $.01 par value per share
IndirectShares owned134.28K
Common Stock, $.01 par value per share
IndirectShares owned452.25K
Common Stock, $.01 par value per share
IndirectShares owned2.16M
Total
2.81M indirect2.81M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $.01 par value per share | 67.47K | Indirect |
| Common Stock, $.01 par value per share | 2.29K | Indirect |
| Common Stock, $.01 par value per share | 134.28K | Indirect |
| Common Stock, $.01 par value per share | 452.25K | Indirect |
| Common Stock, $.01 par value per share | 2.16M | Indirect |
| Total | 2.81M | 2.81M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported