HOROWITZ COREY M (CEO and Chairman) exercised options at NETWORK-1 TECHNOLOGIES, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/23/2023ACC: 0001072613-23-000265
DirectorOfficer10% Owner· CEO and Chairman
Since Jul 2018
+163.65K
Net shares
Net buyer
$77.1K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
200K acquired · 36.35K disposed
Non-Derivative Transactions2
Common Stock, $.01 par value per share
Direct
Shares
+100K
Price / share
—
Trade value
—
% of position
2.6%
3/22/2023
3.87M→3.97M
Common Stock, $.01 par value per share
Direct
Shares
−36.35K
Price / share
$2.12
Trade value
$77.06K
% of position
0.9%
3/22/2023
3.97M→3.93M
Total
Net shares
+63.65K
Net value
-$77.06K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per share Direct | 3/22/2023 | M · Option Exercise | +100K | — | — | 2.6% | 3.87M | 3.97M |
| Common Stock, $.01 par value per share Direct | 3/22/2023 | F · Tax Withholding | −36.35K | $2.12 | $77.06K | 0.9% | 3.97M | 3.93M |
| Total | +63.65K | -$77.06K | ||||||
Derivative Transactions1
Restricted stock units
Direct
Converts to
Common Stock
100K shares
Shares
+100K
Strike price
Held after
500K
Exercisable
—
3/22/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted stock units Direct | Common Stock100K shares | 3/22/2023 | M · Option Exercise | +100K | — | 500K |
Non-Derivative Holdings (Post-Transaction)5
Common Stock, $.01 par value per share
IndirectShares owned67.47K
Common Stock, $.01 par value per share
IndirectShares owned2.29K
Common Stock, $.01 par value per share
IndirectShares owned2.16M
Common Stock, $.01 par value per share
IndirectShares owned134.28K
Common Stock, $.01 par value per share
IndirectShares owned452.25K
Total
2.81M indirect2.81M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $.01 par value per share | 67.47K | Indirect |
| Common Stock, $.01 par value per share | 2.29K | Indirect |
| Common Stock, $.01 par value per share | 2.16M | Indirect |
| Common Stock, $.01 par value per share | 134.28K | Indirect |
| Common Stock, $.01 par value per share | 452.25K | Indirect |
| Total | 2.81M | 2.81M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported