HOROWITZ COREY M (CEO and Chairman) received a stock award from NETWORK-1 TECHNOLOGIES, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 7/17/2018ACC: 0001072613-18-000412
DirectorOfficer10% Owner· CEO and Chairman
Since Jul 2018
-172.31K
Net shares
Net seller
$494.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
375K acquired · 547.31K disposed
Non-Derivative Transactions2
Common Stock, $.01 par value per share
Direct
Shares
+375K
Price / share
—
Trade value
—
% of position
8.6%
7/14/2018
4.37M→4.75M
Common Stock, $.01 par value per share
Direct
Shares
−172.31K
Price / share
$2.87
Trade value
$494.54K
% of position
3.6%
7/14/2018
4.75M→4.58M
Total
Net shares
+202.69K
Net value
-$494.54K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per share Direct | 7/14/2018 | A · Award | +375K | — | — | 8.6% | 4.37M | 4.75M |
| Common Stock, $.01 par value per share Direct | 7/14/2018 | F · Tax Withholding | −172.31K | $2.87 | $494.54K | 3.6% | 4.75M | 4.58M |
| Total | +202.69K | -$494.54K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
375K shares
Shares
−375K
Strike price
Held after
375K
Exercisable
—
7/14/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock375K shares | 7/14/2018 | M · Option Exercise | −375K | — | 375K |
Non-Derivative Holdings (Post-Transaction)5
Common Stock, $.01 par value per share
IndirectShares owned2.17M
Common Stock, $.01 par value per share
IndirectShares owned383.25K
Common Stock, $.01 par value per share
IndirectShares owned125.90K
Common Stock, $.01 par value per share
IndirectShares owned67.47K
Common Stock, $.01 par value per share
IndirectShares owned2.29K
Total
2.74M indirect2.74M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $.01 par value per share | 2.17M | Indirect |
| Common Stock, $.01 par value per share | 383.25K | Indirect |
| Common Stock, $.01 par value per share | 125.90K | Indirect |
| Common Stock, $.01 par value per share | 67.47K | Indirect |
| Common Stock, $.01 par value per share | 2.29K | Indirect |
| Total | 2.74M | 2.74M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported