HORNER NANETTE L. (EVP, Chief Counsel, CCO) reported 1 transaction at EMPIRE RESORTS INC
Review the transaction codes below to understand the nature of each event.
Filed: 11/15/2019ACC: 0000899243-19-027383
Officer· EVP, Chief Counsel, CCO
Since Aug 2018
-38.83K
Net shares
Net seller
$268.7K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
38.83K disposed
Non-Derivative Transactions1
Common Stock, par value $.01 per share
Direct
Shares
−27.58K
Price / share
$9.74
Trade value
$268.67K
% of position
New position
11/15/2019
27.58K→0.00
Total
Net shares
−27.58K
Net value
-$268.67K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share Direct | 11/15/2019 | D · Disposition | −27.58K | $9.74 | $268.67K | New position | 27.58K | 0.00 |
| Total | −27.58K | -$268.67K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock, par value $.01 per share
11.25K shares
Shares
−11.25K
Strike price
Held after
0.00
Exercisable
—
11/15/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock, par value $.01 per share11.25K shares | 11/15/2019 | D · Disposition | −11.25K | — | 0.00 |