HORNE WILLIAM B. exercised options at ALZAMEND NEURO, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/28/2023ACC: 0001214659-23-003255
0.00
Net shares
Net seller
$2.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
500K acquired · 500K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+500K
Price / share
$0.00
Trade value
$2K
% of position
100.0%
2/24/2023
500K→1M
Total
Net shares
+500K
Net value
$2K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/24/2023 | M · Option Exercise | +500K | $0.00 | $2K | 100.0% | 500K | 1M |
| Total | +500K | $2K | ||||||
Derivative Transactions1
Stock Options (Right to Buy)
Direct
Converts to
Common Stock
500K shares
Shares
−500K
Strike price
0.004
Held after
1.50M
Exercisable
—
2/24/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) Direct | Common Stock500K shares | 2/24/2023 | M · Option Exercise | −500K | 0.004 | — | 1.50M |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Stock Options (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
250K
Shares owned
250K
Exercise price
1.50
Expiration
—
Exercise window
—
Stock Options (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
250K
Shares owned
250K
Exercise price
1.50
Expiration
—
Exercise window
—
Total
Underlying
500K
Owned
500K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) Direct | Common Stock | 1.50 | — | — | 250K | 250K |
| Stock Options (Right to Buy) Direct | Common Stock | 1.50 | — | — | 250K | 250K |
| Total | 500K | 500K | ||||