HORNE WILLIAM B. exercised options at ALZAMEND NEURO, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/25/2022ACC: 0001214659-22-001108
0.00
Net shares
Net seller
$600.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
150K acquired · 150K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+150K
Price / share
$0.00
Trade value
$600.00
% of position
150.0%
1/24/2022
100K→250K
Total
Net shares
+150K
Net value
$600.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/24/2022 | M · Option Exercise | +150K | $0.00 | $600.00 | 150.0% | 100K | 250K |
| Total | +150K | $600.00 | ||||||
Derivative Transactions1
Stock Options (Right to Buy)
Direct
Converts to
Common Stock
150K shares
Shares
−150K
Strike price
0.004
Held after
2.25M
Exercisable
—
1/24/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) Direct | Common Stock150K shares | 1/24/2022 | M · Option Exercise | −150K | 0.004 | — | 2.25M |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Stock Options (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
250K
Shares owned
250K
Exercise price
1.50
Expiration
—
Exercise window
—
Stock Options (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
250K
Shares owned
250K
Exercise price
1.50
Expiration
—
Exercise window
—
Total
Underlying
500K
Owned
500K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) Direct | Common Stock | 1.50 | — | — | 250K | 250K |
| Stock Options (Right to Buy) Direct | Common Stock | 1.50 | — | — | 250K | 250K |
| Total | 500K | 500K | ||||