HORNBECK TODD M (President & CEO) exercised options at HORNBECK OFFSHORE SERVICES INC /LA

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

HORNBECK TODD M

Filed: 2/12/2020ACC: 0001209191-20-008945

InsiderHORNBECK TODD MCIK 1284591

→

IssuerHORNBECK OFFSHORE SERVICES INC /LACIK 1131227

DirectorOfficer· President & CEO

Since Sep 2018

-129.76K

Net shares

Net seller

$13.6K

Total sold

Open market trades

0B · 0S

Total transactions

288.52K acquired · 418.28K disposed

Non-Derivative Transactions5

COMMON STOCK

Direct

M · Option Exercise

+41.22K

Price / share

—

Trade value

—

% of position

4.1%

2/10/2020

994.29K→1.04M

COMMON STOCK

Direct

F · Tax Withholding

−16.22K

Price / share

$0.10

Trade value

$1.64K

% of position

1.6%

2/10/2020

1.04M→1.02M

COMMON STOCK

Direct

M · Option Exercise

+247.31K

Price / share

—

Trade value

—

% of position

24.3%

2/10/2020

1.02M→1.27M

COMMON STOCK

Direct

F · Tax Withholding

−97.32K

Price / share

$0.10

Trade value

$9.83K

% of position

7.7%

2/10/2020

1.27M→1.17M

COMMON STOCK

Direct

F · Tax Withholding

−16.22K

Price / share

$0.13

Trade value

$2.12K

% of position

1.4%

2/10/2020

1.17M→1.15M

Total

Net shares

+158.77K

Net value

-$13.59K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
COMMON STOCK Direct	2/10/2020	M · Option Exercise	+41.22K	—	—	4.1%	994.29K	1.04M
COMMON STOCK Direct	2/10/2020	F · Tax Withholding	−16.22K	$0.10	$1.64K	1.6%	1.04M	1.02M
COMMON STOCK Direct	2/10/2020	M · Option Exercise	+247.31K	—	—	24.3%	1.02M	1.27M
COMMON STOCK Direct	2/10/2020	F · Tax Withholding	−97.32K	$0.10	$9.83K	7.7%	1.27M	1.17M
COMMON STOCK Direct	2/10/2020	F · Tax Withholding	−16.22K	$0.13	$2.12K	1.4%	1.17M	1.15M
Total			+158.77K		-$13.59K

Derivative Transactions2

PHANTOM STOCK

Direct

M · Option Exercise

Converts to

COMMON STOCK

41.22K shares

−41.22K

Strike price

Held after

0.00

Exercisable

—

2/10/2020

PHANTOM STOCK

Direct

M · Option Exercise

Converts to

COMMON STOCK

247.31K shares

−247.31K

Strike price

Held after

0.00

Exercisable

—

2/10/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
PHANTOM STOCK Direct	COMMON STOCK41.22K shares	2/10/2020	M · Option Exercise	−41.22K		—	0.00
PHANTOM STOCK Direct	COMMON STOCK247.31K shares	2/10/2020	M · Option Exercise	−247.31K		—	0.00

Non-Derivative Holdings (Post-Transaction)5

COMMON STOCK

Indirect

Shares owned1.65K

COMMON STOCK

Indirect

Shares owned70.00

COMMON STOCK

Indirect

Shares owned701.00

COMMON STOCK

Indirect

Shares owned86.72K

COMMON STOCK

Indirect

Shares owned220.00

Total

89.36K indirect89.36K

Security Title	Shares Owned	Ownership Type
COMMON STOCK	1.65K	Indirect
COMMON STOCK	70.00	Indirect
COMMON STOCK	701.00	Indirect
COMMON STOCK	86.72K	Indirect
COMMON STOCK	220.00	Indirect
Total	89.36K	89.36K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported