HORN KEITH reported 1 transaction at EMPIRE RESORTS INC
Review the transaction codes below to understand the nature of each event.
Filed: 11/18/2019ACC: 0000899243-19-027459
-26.65K
Net shares
Net seller
$197.2K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
26.65K disposed
Non-Derivative Transactions1
Common Stock, par value $.01 per share
Direct
Shares
−20.25K
Price / share
$9.74
Trade value
$197.24K
% of position
New position
11/15/2019
20.25K→0.00
Total
Net shares
−20.25K
Net value
-$197.24K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share Direct | 11/15/2019 | D · Disposition | −20.25K | $9.74 | $197.24K | New position | 20.25K | 0.00 |
| Total | −20.25K | -$197.24K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock, par value $.01 per share
6.40K shares
Shares
−6.40K
Strike price
Held after
0.00
Exercisable
—
11/15/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock, par value $.01 per share6.40K shares | 11/15/2019 | D · Disposition | −6.40K | — | 0.00 |