HORIUCHI YUKO (See Remarks) exercised options at NOMURA HOLDINGS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/28/2026ACC: 0001193125-26-183403
Officer· See Remarks
Since Mar 2026
-2.63K
Net shares
Net seller
$20.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
5.40K acquired · 8.03K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+5.40K
Price / share
—
Trade value
—
% of position
34.4%
4/27/2026
15.68K→21.08K
Common Stock
Direct
Shares
−2.63K
Price / share
$7.71
Trade value
$20.28K
% of position
12.5%
4/27/2026
21.08K→18.45K
Total
Net shares
+2.77K
Net value
-$20.28K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/27/2026 | M · Option Exercise | +5.40K | — | — | 34.4% | 15.68K | 21.08K |
| Common Stock Direct | 4/27/2026 | F · Tax Withholding | −2.63K | $7.71 | $20.28K | 12.5% | 21.08K | 18.45K |
| Total | +2.77K | -$20.28K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common stock
5.40K shares
Shares
−5.40K
Strike price
Held after
4.70K
Exercisable
—
4/27/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common stock5.40K shares | 4/27/2026 | M · Option Exercise | −5.40K | — | 4.70K |