HOOVER DAVID W. enters RIVERVIEW FINANCIAL CORP with 24.97K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 8/9/2018ACC: 0000899243-18-021887
24.97K
Baseline shares
65% direct
16.32K
Direct ownership
1 position
11.08K
Derivative underlying
5 instruments
2
Security positions
8.65K indirect
Non-Derivative Holdings2
Voting Common Stock
DirectShares owned16.32K
Voting Common Stock
IndirectShares owned8.65K
Total
16.32K direct·8.65K indirect24.97K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Voting Common Stock | 16.32K | Direct |
| Voting Common Stock | 8.65K | Indirect |
| Total | 24.97K | 16.32K direct·8.65K indirect |
Derivative Holdings5
Stock Option
DirectUnderlying security
Voting Common Stock
Underlying shares
5K
Shares owned
N/A
Exercise price
10.60
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Voting Common Stock
Underlying shares
1.15K
Shares owned
N/A
Exercise price
13.05
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Voting Common Stock
Underlying shares
1.60K
Shares owned
N/A
Exercise price
10.00
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Voting Common Stock
Underlying shares
2.58K
Shares owned
N/A
Exercise price
9.75
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Voting Common Stock
Underlying shares
750.00
Shares owned
N/A
Exercise price
10.60
Expiration
—
Exercise window
—
Total
Underlying
11.08K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option Direct | Voting Common Stock | 10.60 | — | — | 5K | N/A |
| Stock Option Direct | Voting Common Stock | 13.05 | — | — | 1.15K | N/A |
| Stock Option Direct | Voting Common Stock | 10.00 | — | — | 1.60K | N/A |
| Stock Option Direct | Voting Common Stock | 9.75 | — | — | 2.58K | N/A |
| Stock Option Direct | Voting Common Stock | 10.60 | — | — | 750.00 | N/A |
| Total | 11.08K | 0.00 | ||||