HOOD MARK C (VP of Operations) sold 36.6% of their position (10K shares) of GLOBALSCAPE INC on the open market

Open‑market sale worth $106.3K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 3 sales

HOOD MARK C

Filed: 2/6/2020ACC: 0000921895-20-000294

InsiderHOOD MARK CCIK 1636999

→

IssuerGLOBALSCAPE INCCIK 1112920

Officer· VP of Operations

Since Aug 2018

-10K

Net shares

Net seller

$106.3K

Total sold

Open market trades

0B · 3S

Total transactions

49.99K acquired · 59.99K disposed

Non-Derivative Transactions7

Common Stock

Direct

S · Sale

−4.72K

Price / share

$10.62

Trade value

$50.12K

% of position

17.3%

2/4/2020

27.33K→22.61K

Common Stock

Direct

S · Sale

−4.68K

Price / share

$10.64

Trade value

$49.81K

% of position

20.7%

2/4/2020

22.61K→17.93K

Common Stock

Direct

S · Sale

−600.00

Price / share

$10.65

Trade value

$6.39K

% of position

3.3%

2/4/2020

17.93K→17.33K

Common Stock

Direct

M · Option Exercise

+18.03K

Price / share

$3.91

Trade value

$70.51K

% of position

104.1%

2/4/2020

17.33K→35.36K

Common Stock

Direct

M · Option Exercise

+300.00

Price / share

$3.91

Trade value

$1.17K

% of position

0.8%

2/5/2020

35.36K→35.66K

Common Stock

Direct

M · Option Exercise

+6.09K

Price / share

$3.91

Trade value

$23.80K

% of position

17.1%

2/6/2020

35.66K→41.75K

Common Stock

Direct

M · Option Exercise

+25.57K

Price / share

$3.91

Trade value

$100K

% of position

61.3%

2/6/2020

41.75K→67.32K

Total

Net shares

+39.99K

Net value

$89.17K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/4/2020	S · Sale	−4.72K	$10.62	$50.12K	17.3%	27.33K	22.61K
Common Stock Direct	2/4/2020	S · Sale	−4.68K	$10.64	$49.81K	20.7%	22.61K	17.93K
Common Stock Direct	2/4/2020	S · Sale	−600.00	$10.65	$6.39K	3.3%	17.93K	17.33K
Common Stock Direct	2/4/2020	M · Option Exercise	+18.03K	$3.91	$70.51K	104.1%	17.33K	35.36K
Common Stock Direct	2/5/2020	M · Option Exercise	+300.00	$3.91	$1.17K	0.8%	35.36K	35.66K
Common Stock Direct	2/6/2020	M · Option Exercise	+6.09K	$3.91	$23.80K	17.1%	35.66K	41.75K
Common Stock Direct	2/6/2020	M · Option Exercise	+25.57K	$3.91	$100K	61.3%	41.75K	67.32K
Total			+39.99K		$89.17K

Derivative Transactions4

Non-Qualified Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

18.03K shares

−18.03K

Strike price

3.91

Held after

55.24K

Exercisable

—

2/4/2020

Non-Qualified Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

300.00 shares

−300.00

Strike price

3.91

Held after

54.94K

Exercisable

—

2/5/2020

Non-Qualified Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

6.09K shares

−6.09K

Strike price

3.91

Held after

48.85K

Exercisable

—

2/6/2020

Incentive Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

25.57K shares

−25.57K

Strike price

3.91

Held after

51.15K

Exercisable

—

2/6/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Non-Qualified Stock Option (right to buy) Direct	Common Stock18.03K shares	2/4/2020	M · Option Exercise	−18.03K	3.91	—	55.24K
Non-Qualified Stock Option (right to buy) Direct	Common Stock300.00 shares	2/5/2020	M · Option Exercise	−300.00	3.91	—	54.94K
Non-Qualified Stock Option (right to buy) Direct	Common Stock6.09K shares	2/6/2020	M · Option Exercise	−6.09K	3.91	—	48.85K
Incentive Stock Option (right to buy) Direct	Common Stock25.57K shares	2/6/2020	M · Option Exercise	−25.57K	3.91	—	51.15K