HOLMES GEORGE B (Chief Executive Officer) sold 11.7% of their position (66.20K shares) of RESONANT INC on the open market

Open‑market sale worth $121.7K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales

HOLMES GEORGE B

Filed: 12/3/2021ACC: 0001603582-21-000002

InsiderHOLMES GEORGE BCIK 1603582

→

IssuerRESONANT INCCIK 1579910

DirectorOfficer· Chief Executive Officer

Since Jul 2018

-66.20K

Net shares

Net seller

$121.7K

Total sold

Open market trades

0B · 2S

Total transactions

139.84K acquired · 206.04K disposed

Non-Derivative Transactions7

Common Stock

Direct

M · Option Exercise

+24.01K

Price / share

—

Trade value

—

% of position

5.6%

12/1/2021

426.80K→450.81K

Common Stock

Direct

M · Option Exercise

+3.21K

Price / share

—

Trade value

—

% of position

0.7%

12/1/2021

450.81K→454.01K

Common Stock

Direct

M · Option Exercise

+24.01K

Price / share

—

Trade value

—

% of position

5.3%

12/1/2021

454.01K→478.03K

Common Stock

Direct

M · Option Exercise

+50K

Price / share

—

Trade value

—

% of position

10.5%

12/1/2021

478.03K→528.03K

Common Stock

Direct

M · Option Exercise

+38.61K

Price / share

—

Trade value

—

% of position

7.3%

12/1/2021

528.03K→566.64K

Common Stock

Direct

S · Sale

−39.86K

Price / share

$1.90

Trade value

$75.66K

% of position

7.0%

12/2/2021

566.64K→526.78K

Common Stock

Direct

S · Sale

−26.34K

Price / share

$1.75

Trade value

$46.05K

% of position

5.0%

12/3/2021

526.78K→500.44K

Total

Net shares

+73.64K

Net value

-$121.71K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/1/2021	M · Option Exercise	+24.01K	—	—	5.6%	426.80K	450.81K
Common Stock Direct	12/1/2021	M · Option Exercise	+3.21K	—	—	0.7%	450.81K	454.01K
Common Stock Direct	12/1/2021	M · Option Exercise	+24.01K	—	—	5.3%	454.01K	478.03K
Common Stock Direct	12/1/2021	M · Option Exercise	+50K	—	—	10.5%	478.03K	528.03K
Common Stock Direct	12/1/2021	M · Option Exercise	+38.61K	—	—	7.3%	528.03K	566.64K
Common Stock Direct	12/2/2021	S · Sale	−39.86K	$1.90	$75.66K	7.0%	566.64K	526.78K
Common Stock Direct	12/3/2021	S · Sale	−26.34K	$1.75	$46.05K	5.0%	526.78K	500.44K
Total			+73.64K		-$121.71K

Derivative Transactions5

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

24.01K shares

−24.01K

Strike price

Held after

0.00

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

3.21K shares

−3.21K

Strike price

Held after

3.21K

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

24.01K shares

−24.01K

Strike price

Held after

24.01K

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

50K shares

−50K

Strike price

Held after

100K

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

38.61K shares

−38.61K

Strike price

Held after

115.83K

Exercisable

—

12/1/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock24.01K shares	12/1/2021	M · Option Exercise	−24.01K	—	0.00
Restricted Stock Units Direct	Common Stock3.21K shares	12/1/2021	M · Option Exercise	−3.21K	—	3.21K
Restricted Stock Units Direct	Common Stock24.01K shares	12/1/2021	M · Option Exercise	−24.01K	—	24.01K
Restricted Stock Units Direct	Common Stock50K shares	12/1/2021	M · Option Exercise	−50K	—	100K
Restricted Stock Units Direct	Common Stock38.61K shares	12/1/2021	M · Option Exercise	−38.61K	—	115.83K